DUNAYER CARYN NICOLE (President) reported 2 transactions at CBDMD, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 2/28/2020ACC: 0001654954-20-002077
Officer· President
Since Jul 2019
+1.20M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
1.20M acquired
Non-Derivative Transactions2
Common stock
Indirect
Shares
+437.50K
Price / share
—
Trade value
—
% of position
145.8%
2/26/2020
300K→737.50K
Common stock
Indirect
Shares
+256.39K
Price / share
—
Trade value
—
% of position
34.8%
2/27/2020
737.50K→993.89K
Total
Net shares
+693.89K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common stock Indirect | 2/26/2020 | J · J | +437.50K | — | — | 145.8% | 300K | 737.50K |
| Common stock Indirect | 2/27/2020 | J · J | +256.39K | — | — | 34.8% | 737.50K | 993.89K |
| Total | +693.89K | $0.00 | ||||||
Derivative Transactions1
Earnout rights
Indirect
Converts to
Common stock
506.11K shares
Shares
+506.11K
Strike price
Held after
506.11K
Exercisable
—
2/26/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout rights Indirect | Common stock506.11K shares | 2/26/2020 | J · J | +506.11K | — | 506.11K |