DUKE WILLIAM E. (Chief Financial Officer) reported 2 transactions at APEXIGEN, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 8/25/2023ACC: 0001209191-23-047432
Officer· Chief Financial Officer
Since Jul 2022
-424.26K
Net shares
Net seller
$10.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
424.26K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−26.42K
Price / share
$0.39
Trade value
$10.17K
% of position
17.1%
8/23/2023
154.42K→128K
Common Stock
Direct
Shares
−128K
Price / share
—
Trade value
—
% of position
New position
8/23/2023
128K→0.00
Total
Net shares
−154.42K
Net value
-$10.17K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/23/2023 | F · Tax Withholding | −26.42K | $0.39 | $10.17K | 17.1% | 154.42K | 128K |
| Common Stock Direct | 8/23/2023 | D · Disposition | −128K | — | — | New position | 128K | 0.00 |
| Total | −154.42K | -$10.17K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
269.85K shares
Shares
−269.85K
Strike price
2.46
Held after
0.00
Exercisable
—
8/23/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock269.85K shares | 8/23/2023 | D · Disposition | −269.85K | 2.46 | — | 0.00 |