DUGAN PATRICK D (EVP & Chief Financial Officer) sold 23.8% of their position (21.28K shares) of WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP on the open market

Open‑market sale worth $2.33M — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 3 sales

DUGAN PATRICK D

Filed: 7/30/2018ACC: 0001209191-18-044359

InsiderDUGAN PATRICK DCIK 1273607

→

IssuerWESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPCIK 943452

Officer· EVP & Chief Financial Officer

Since Jul 2018

-21.28K

Net shares

Net seller

$2.33M

Total sold

Open market trades

0B · 3S

Total transactions

14.28K acquired · 35.56K disposed

Non-Derivative Transactions9

Common Stock - Direct

Direct

M · Option Exercise

+1.26K

Price / share

$35.29

Trade value

$44.47K

% of position

1.7%

7/26/2018

75.30K→76.56K

Common Stock - Direct

Direct

M · Option Exercise

+3.92K

Price / share

$48.29

Trade value

$189.30K

% of position

5.1%

7/26/2018

76.56K→80.47K

Common Stock - Direct

Direct

M · Option Exercise

+3.15K

Price / share

$72.82

Trade value

$229.38K

% of position

3.9%

7/26/2018

80.47K→83.63K

Common Stock - Direct

Direct

M · Option Exercise

+2.63K

Price / share

$87.03

Trade value

$228.45K

% of position

3.1%

7/26/2018

83.63K→86.25K

Common Stock - Direct

Direct

M · Option Exercise

+2.10K

Price / share

$61.33

Trade value

$128.79K

% of position

2.4%

7/26/2018

86.25K→88.35K

Common Stock - Direct

Direct

M · Option Exercise

+1.23K

Price / share

$87.05

Trade value

$106.64K

% of position

1.4%

7/26/2018

88.35K→89.58K

Common Stock - Direct

Direct

S · Sale

−13.58K

Price / share

$109.74

Trade value

$1.49M

% of position

15.2%

7/26/2018

89.58K→76K

Common Stock - Direct

Direct

S · Sale

−700.00

Price / share

$110.29

Trade value

$77.20K

% of position

0.9%

7/26/2018

76K→75.30K

Common Stock - Direct

Direct

S · Sale

−7K

Price / share

$109.08

Trade value

$763.58K

% of position

9.3%

7/26/2018

75.30K→68.30K

Total

Net shares

−7K

Net value

-$1.40M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock - Direct Direct	7/26/2018	M · Option Exercise	+1.26K	$35.29	$44.47K	1.7%	75.30K	76.56K
Common Stock - Direct Direct	7/26/2018	M · Option Exercise	+3.92K	$48.29	$189.30K	5.1%	76.56K	80.47K
Common Stock - Direct Direct	7/26/2018	M · Option Exercise	+3.15K	$72.82	$229.38K	3.9%	80.47K	83.63K
Common Stock - Direct Direct	7/26/2018	M · Option Exercise	+2.63K	$87.03	$228.45K	3.1%	83.63K	86.25K
Common Stock - Direct Direct	7/26/2018	M · Option Exercise	+2.10K	$61.33	$128.79K	2.4%	86.25K	88.35K
Common Stock - Direct Direct	7/26/2018	M · Option Exercise	+1.23K	$87.05	$106.64K	1.4%	88.35K	89.58K
Common Stock - Direct Direct	7/26/2018	S · Sale	−13.58K	$109.74	$1.49M	15.2%	89.58K	76K
Common Stock - Direct Direct	7/26/2018	S · Sale	−700.00	$110.29	$77.20K	0.9%	76K	75.30K
Common Stock - Direct Direct	7/26/2018	S · Sale	−7K	$109.08	$763.58K	9.3%	75.30K	68.30K
Total			−7K		-$1.40M

Derivative Transactions6

Non-Qualified Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

1.26K shares

−1.26K

Strike price

35.2925

Held after

0.00

Exercisable

—

7/26/2018

Non-Qualified Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

3.92K shares

−3.92K

Strike price

48.29

Held after

0.00

Exercisable

—

7/26/2018

Non-Qualified Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

3.15K shares

−3.15K

Strike price

72.82

Held after

0.00

Exercisable

—

7/26/2018

Non-Qualified Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

2.63K shares

−2.63K

Strike price

87.03

Held after

875.00

Exercisable

—

7/26/2018

Non Qualified Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

2.10K shares

−2.10K

Strike price

61.33

Held after

2.10K

Exercisable

—

7/26/2018

Non-Qualified Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

1.23K shares

−1.23K

Strike price

87.05

Held after

3.67K

Exercisable

—

7/26/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Non-Qualified Stock Options Direct	Common Stock1.26K shares	7/26/2018	M · Option Exercise	−1.26K	35.2925	—	0.00
Non-Qualified Stock Option Direct	Common Stock3.92K shares	7/26/2018	M · Option Exercise	−3.92K	48.29	—	0.00
Non-Qualified Stock Options Direct	Common Stock3.15K shares	7/26/2018	M · Option Exercise	−3.15K	72.82	—	0.00
Non-Qualified Stock Option Direct	Common Stock2.63K shares	7/26/2018	M · Option Exercise	−2.63K	87.03	—	875.00
Non Qualified Stock Option Direct	Common Stock2.10K shares	7/26/2018	M · Option Exercise	−2.10K	61.33	—	2.10K
Non-Qualified Stock Option Direct	Common Stock1.23K shares	7/26/2018	M · Option Exercise	−1.23K	87.05	—	3.67K