DUESENBERG MARK HUGO (General Counsel) reported 2 transactions at FERRO CORP

Review the transaction codes below to understand the nature of each event.

DUESENBERG MARK HUGO

Filed: 4/21/2022ACC: 0000899243-22-015307

InsiderDUESENBERG MARK HUGOCIK 1445050

→

IssuerFERRO CORPCIK 35214

Officer· General Counsel

Since Aug 2018

-616.56K

Net shares

Net seller

$8.50M

Total sold

Open market trades

0B · 0S

Total transactions

28.48K acquired · 645.04K disposed

Non-Derivative Transactions2

Common Stock

Direct

D · Disposition

−154.91K

Price / share

$22.00

Trade value

$3.41M

% of position

New position

4/21/2022

154.91K→0.00

Common Stock

Indirect

D · Disposition

−231.38K

Price / share

$22.00

Trade value

$5.09M

% of position

New position

4/21/2022

231.38K→0.00

Total

Net shares

−386.29K

Net value

-$8.50M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/21/2022	D · Disposition	−154.91K	$22.00	$3.41M	New position	154.91K	0.00
Common Stock Indirect	4/21/2022	D · Disposition	−231.38K	$22.00	$5.09M	New position	231.38K	0.00
Total			−386.29K		-$8.50M

Derivative Transactions15

Phantom Shares

Direct

D · Disposition

Converts to

Common Stock

42.82K shares

−42.82K

Strike price

Held after

0.00

Exercisable

—

4/21/2022

Stock Options

Direct

D · Disposition

Converts to

Common Stock

27.60K shares

−27.60K

Strike price

15.10

Held after

0.00

Exercisable

—

4/21/2022

Stock Options

Direct

D · Disposition

Converts to

Common Stock

31.70K shares

−31.70K

Strike price

14.64

Held after

0.00

Exercisable

—

4/21/2022

Stock Options

Direct

D · Disposition

Converts to

Common Stock

25.90K shares

−25.90K

Strike price

17.89

Held after

0.00

Exercisable

—

4/21/2022

Stock Options

Direct

D · Disposition

Converts to

Common Stock

21.60K shares

−21.60K

Strike price

14.27

Held after

0.00

Exercisable

—

4/21/2022

Stock Options

Direct

D · Disposition

Converts to

Common Stock

16.70K shares

−16.70K

Strike price

13.09

Held after

0.00

Exercisable

—

4/21/2022

Performance Share Units

Direct

A · Award

Converts to

Common Stock

13.17K shares

+13.17K

Strike price

Held after

32.17K

Exercisable

—

4/21/2022

Performance Share Units

Direct

D · Disposition

Converts to

Common Stock

32.17K shares

−32.17K

Strike price

Held after

0.00

Exercisable

—

4/21/2022

Performance Share Units

Direct

D · Disposition

Converts to

Common Stock

15.32K shares

+15.32K

Strike price

Held after

33.32K

Exercisable

—

4/21/2022

Performance Share Units

Direct

D · Disposition

Converts to

Common Stock

33.32K shares

−33.32K

Strike price

Held after

0.00

Exercisable

—

4/21/2022

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

6.70K shares

−6.70K

Strike price

Held after

0.00

Exercisable

—

4/21/2022

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

4.60K shares

−4.60K

Strike price

Held after

0.00

Exercisable

—

4/21/2022

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

8.31K shares

−8.31K

Strike price

Held after

0.00

Exercisable

—

4/21/2022

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

4.80K shares

−4.80K

Strike price

Held after

0.00

Exercisable

—

4/21/2022

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

2.53K shares

−2.53K

Strike price

Held after

0.00

Exercisable

—

4/21/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Phantom Shares Direct	Common Stock42.82K shares	4/21/2022	D · Disposition	−42.82K		—	0.00
Stock Options Direct	Common Stock27.60K shares	4/21/2022	D · Disposition	−27.60K	15.10	—	0.00
Stock Options Direct	Common Stock31.70K shares	4/21/2022	D · Disposition	−31.70K	14.64	—	0.00
Stock Options Direct	Common Stock25.90K shares	4/21/2022	D · Disposition	−25.90K	17.89	—	0.00
Stock Options Direct	Common Stock21.60K shares	4/21/2022	D · Disposition	−21.60K	14.27	—	0.00
Stock Options Direct	Common Stock16.70K shares	4/21/2022	D · Disposition	−16.70K	13.09	—	0.00
Performance Share Units Direct	Common Stock13.17K shares	4/21/2022	A · Award	+13.17K		—	32.17K
Performance Share Units Direct	Common Stock32.17K shares	4/21/2022	D · Disposition	−32.17K		—	0.00
Performance Share Units Direct	Common Stock15.32K shares	4/21/2022	D · Disposition	+15.32K		—	33.32K
Performance Share Units Direct	Common Stock33.32K shares	4/21/2022	D · Disposition	−33.32K		—	0.00
Restricted Stock Units Direct	Common Stock6.70K shares	4/21/2022	D · Disposition	−6.70K		—	0.00
Restricted Stock Units Direct	Common Stock4.60K shares	4/21/2022	D · Disposition	−4.60K		—	0.00
Restricted Stock Units Direct	Common Stock8.31K shares	4/21/2022	D · Disposition	−8.31K		—	0.00
Restricted Stock Units Direct	Common Stock4.80K shares	4/21/2022	D · Disposition	−4.80K		—	0.00
Restricted Stock Units Direct	Common Stock2.53K shares	4/21/2022	D · Disposition	−2.53K		—	0.00