Filed: 10/27/2023ACC: 0000920112-23-000254
📋 What this filing means
DUBUQUE BANK & TRUST CO filed this quarterly 13F‑HR report disclosing 245 equity positions with a total reported market value of $748.42M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
245
Positions
$748.42M
Total AUM (reported)
13.96M
Total Shares
Allocation by class
COM$283.37M37.9%
VALUE ETF$49.90M6.7%
GROWTH ETF$47.26M6.3%
INTRMDT MUNI ETF$36.98M4.9%
EAFE VALUE ETF$31.05M4.1%
EAFE GRWTH ETF$28.84M3.9%
NUVEEN BLMBRG SH$18.04M2.4%
Portfolio Concentration
Top 3$144.82M19.4%
4–10$172.05M23.0%
11–25$153.06M20.5%
Rest$278.50M37.2%
Top 3 weight
19.4%
Top 10 weight
42.3%
Voting Authority Distribution
Total shares with voting rights: 13.96M
Sole
Full voting authority
12.23M
shares
% of voting shares87.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.73M
shares
% of voting shares12.4%
Investment Discretion (by position count)
Sole137
Shared0
Other108
Dominant voting typeSole · 87.6% of voting shares
Institutional Holdings245
Rows:
Vanguard ETF/USA
DFNDShares361.75K
TypeSH
Market value$49.90M
6.67%
Sole
361.75K
Shared
0.00
None
0.00
Heartland Financial USA Inc
DFNDShares1.62M
TypeSH
Market value$47.67M
6.37%
Sole
47.52K
Shared
0.00
None
1.57M
Vanguard ETF/USA
DFNDShares173.56K
TypeSH
Market value$47.26M
6.31%
Sole
173.56K
Shared
0.00
None
0.00
Van Eck Associates Corp
DFNDShares838.58K
TypeSH
Market value$36.98M
4.94%
Sole
838.58K
Shared
0.00
None
0.00
ISHARES
DFNDShares634.50K
TypeSH
Market value$31.05M
4.15%
Sole
611.62K
Shared
0.00
None
22.88K
BlackRock Fund Advisors
DFNDShares334.19K
TypeSH
Market value$28.84M
3.85%
Sole
321.82K
Shared
0.00
None
12.37K
Apple Inc
DFNDShares122.72K
TypeSH
Market value$21.01M
2.81%
Sole
117.87K
Shared
0.00
None
4.85K
MICROSOFT CORP
DFNDShares58.96K
TypeSH
Market value$18.62M
2.49%
Sole
56.32K
Shared
0.00
None
2.64K
Nuveen Asset Management LLC
DFNDShares390.31K
TypeSH
Market value$18.04M
2.41%
Sole
390.31K
Shared
0.00
None
0.00
INDEXIQ ETF TRUST/USA
DFNDShares582.89K
TypeSH
Market value$17.50M
2.34%
Sole
582.89K
Shared
0.00
None
0.00
JP Morgan ETFs/USA
DFNDShares287.30K
TypeSH
Market value$15.39M
2.06%
Sole
282.30K
Shared
0.00
None
5K
ISHARES TRUST
DFNDShares165.44K
TypeSH
Market value$13.40M
1.79%
Sole
153.58K
Shared
0.00
None
11.86K
ALPHABET INC
DFNDShares98.44K
TypeSH
Market value$12.88M
1.72%
Sole
92.11K
Shared
0.00
None
6.33K
VANGUARD ETF/USA
DFNDShares308.98K
TypeSH
Market value$12.11M
1.62%
Sole
298.07K
Shared
0.00
None
10.90K
Franklin LibertyShares ETFs/US
DFNDShares255.09K
TypeSH
Market value$12.10M
1.62%
Sole
255.09K
Shared
0.00
None
0.00
Vanguard Group Inc/The
DFNDShares137.41K
TypeSH
Market value$9.59M
1.28%
Sole
137.41K
Shared
0.00
None
0.00
Broadcom Inc
DFNDShares11.06K
TypeSH
Market value$9.18M
1.23%
Sole
10.34K
Shared
0.00
None
720.00
VANGUARD ETF/USA
DFNDShares57.57K
TypeSH
Market value$9.18M
1.23%
Sole
56.57K
Shared
0.00
None
1K
Johnson & Johnson
DFNDShares57.66K
TypeSH
Market value$8.98M
1.20%
Sole
54.60K
Shared
0.00
None
3.06K
Vanguard ETF/USA
DFNDShares41.58K
TypeSH
Market value$8.91M
1.19%
Sole
40.87K
Shared
0.00
None
710.00
JPMorgan Chase & Co
DFNDShares59.63K
TypeSH
Market value$8.65M
1.16%
Sole
56.55K
Shared
0.00
None
3.09K
Amgen Inc
DFNDShares32.09K
TypeSH
Market value$8.63M
1.15%
Sole
30.04K
Shared
0.00
None
2.05K
VANGUARD ETF/USA
DFNDShares110.72K
TypeSH
Market value$8.32M
1.11%
Sole
110.72K
Shared
0.00
None
0.00
Chevron Corp
DFNDShares47.67K
TypeSH
Market value$8.04M
1.07%
Sole
45.81K
Shared
0.00
None
1.86K
CISCO SYSTEMS
DFNDShares143.28K
TypeSH
Market value$7.70M
1.03%
Sole
134.01K
Shared
0.00
None
9.28K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Vanguard ETF/USADFND | VALUE ETF | 361.75K | SH | $49.90M 6.67% | 361.75K | 0.00 | 0.00 |
Heartland Financial USA IncDFND | COM | 1.62M | SH | $47.67M 6.37% | 47.52K | 0.00 | 1.57M |
Vanguard ETF/USADFND | GROWTH ETF | 173.56K | SH | $47.26M 6.31% | 173.56K | 0.00 | 0.00 |
Van Eck Associates CorpDFND | INTRMDT MUNI ETF | 838.58K | SH | $36.98M 4.94% | 838.58K | 0.00 | 0.00 |
ISHARESDFND | EAFE VALUE ETF | 634.50K | SH | $31.05M 4.15% | 611.62K | 0.00 | 22.88K |
BlackRock Fund AdvisorsDFND | EAFE GRWTH ETF | 334.19K | SH | $28.84M 3.85% | 321.82K | 0.00 | 12.37K |
Apple IncDFND | COM | 122.72K | SH | $21.01M 2.81% | 117.87K | 0.00 | 4.85K |
MICROSOFT CORPDFND | COM | 58.96K | SH | $18.62M 2.49% | 56.32K | 0.00 | 2.64K |
Nuveen Asset Management LLCDFND | NUVEEN BLMBRG SH | 390.31K | SH | $18.04M 2.41% | 390.31K | 0.00 | 0.00 |
INDEXIQ ETF TRUST/USADFND | HEDGE MLTI ETF | 582.89K | SH | $17.50M 2.34% | 582.89K | 0.00 | 0.00 |
JP Morgan ETFs/USADFND | EQUITY PREMIUM | 287.30K | SH | $15.39M 2.06% | 282.30K | 0.00 | 5K |
ISHARES TRUSTDFND | 1 3 YR TREAS BD | 165.44K | SH | $13.40M 1.79% | 153.58K | 0.00 | 11.86K |
ALPHABET INCDFND | CAP STK CL A | 98.44K | SH | $12.88M 1.72% | 92.11K | 0.00 | 6.33K |
VANGUARD ETF/USADFND | FTSE EMR MKT ETF | 308.98K | SH | $12.11M 1.62% | 298.07K | 0.00 | 10.90K |
Franklin LibertyShares ETFs/USDFND | US LOW VOLATILIT | 255.09K | SH | $12.10M 1.62% | 255.09K | 0.00 | 0.00 |
Vanguard Group Inc/TheDFND | TOTAL BND MRKT | 137.41K | SH | $9.59M 1.28% | 137.41K | 0.00 | 0.00 |
Broadcom IncDFND | COM | 11.06K | SH | $9.18M 1.23% | 10.34K | 0.00 | 720.00 |
VANGUARD ETF/USADFND | SM CP VAL ETF | 57.57K | SH | $9.18M 1.23% | 56.57K | 0.00 | 1K |
Johnson & JohnsonDFND | COM | 57.66K | SH | $8.98M 1.20% | 54.60K | 0.00 | 3.06K |
Vanguard ETF/USADFND | SML CP GRW ETF | 41.58K | SH | $8.91M 1.19% | 40.87K | 0.00 | 710.00 |
JPMorgan Chase & CoDFND | COM | 59.63K | SH | $8.65M 1.16% | 56.55K | 0.00 | 3.09K |
Amgen IncDFND | COM | 32.09K | SH | $8.63M 1.15% | 30.04K | 0.00 | 2.05K |
VANGUARD ETF/USADFND | SHRT TRM CORP BD | 110.72K | SH | $8.32M 1.11% | 110.72K | 0.00 | 0.00 |
Chevron CorpDFND | COM | 47.67K | SH | $8.04M 1.07% | 45.81K | 0.00 | 1.86K |
CISCO SYSTEMSDFND | COM | 143.28K | SH | $7.70M 1.03% | 134.01K | 0.00 | 9.28K |
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