Filed: 7/17/2023ACC: 0000920112-23-000212
📋 What this filing means
DUBUQUE BANK & TRUST CO filed this quarterly 13F‑HR report disclosing 236 equity positions with a total reported market value of $776.76M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
236
Positions
$776.76M
Total AUM (reported)
13.83M
Total Shares
Allocation by class
COM$306.43M39.4%
VALUE ETF$52.85M6.8%
GROWTH ETF$48.47M6.2%
INTRMDT MUNI ETF$36.09M4.6%
EAFE GRWTH ETF$30.80M4.0%
EAFE VALUE ETF$29.49M3.8%
NUVEEN BLMBRG SH$17.80M2.3%
Portfolio Concentration
Top 3$148.51M19.1%
4–10$176.38M22.7%
11–25$161.29M20.8%
Rest$290.59M37.4%
Top 3 weight
19.1%
Top 10 weight
41.8%
Voting Authority Distribution
Total shares with voting rights: 13.83M
Sole
Full voting authority
11.98M
shares
% of voting shares86.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.85M
shares
% of voting shares13.3%
Investment Discretion (by position count)
Sole127
Shared0
Other109
Dominant voting typeSole · 86.7% of voting shares
Institutional Holdings236
Rows:
Vanguard ETF/USA
DFNDShares371.92K
TypeSH
Market value$52.85M
6.80%
Sole
371.92K
Shared
0.00
None
0.00
Vanguard ETF/USA
DFNDShares171.30K
TypeSH
Market value$48.47M
6.24%
Sole
171.30K
Shared
0.00
None
0.00
Heartland Financial USA Inc
DFNDShares1.69M
TypeSH
Market value$47.19M
6.08%
Sole
42.88K
Shared
0.00
None
1.65M
Van Eck Associates Corp
DFNDShares783.45K
TypeSH
Market value$36.09M
4.65%
Sole
783.45K
Shared
0.00
None
0.00
BlackRock Fund Advisors
DFNDShares322.77K
TypeSH
Market value$30.80M
3.96%
Sole
310.40K
Shared
0.00
None
12.37K
ISHARES
DFNDShares602.65K
TypeSH
Market value$29.49M
3.80%
Sole
579.77K
Shared
0.00
None
22.88K
Apple Inc
DFNDShares129.12K
TypeSH
Market value$25.05M
3.22%
Sole
124.27K
Shared
0.00
None
4.85K
MICROSOFT CORP
DFNDShares58.57K
TypeSH
Market value$19.95M
2.57%
Sole
55.93K
Shared
0.00
None
2.64K
Nuveen Asset Management LLC
DFNDShares378.26K
TypeSH
Market value$17.80M
2.29%
Sole
378.26K
Shared
0.00
None
0.00
INDEXIQ ETF TRUST/USA
DFNDShares576.89K
TypeSH
Market value$17.21M
2.22%
Sole
574.28K
Shared
0.00
None
2.61K
JP Morgan ETFs/USA
DFNDShares279.21K
TypeSH
Market value$15.45M
1.99%
Sole
273.66K
Shared
0.00
None
5.56K
ISHARES TRUST
DFNDShares172.34K
TypeSH
Market value$13.97M
1.80%
Sole
155.81K
Shared
0.00
None
16.53K
VANGUARD ETF/USA
DFNDShares163.53K
TypeSH
Market value$12.37M
1.59%
Sole
163.53K
Shared
0.00
None
0.00
Franklin LibertyShares ETFs/US
DFNDShares250.52K
TypeSH
Market value$12.26M
1.58%
Sole
248.35K
Shared
0.00
None
2.17K
ALPHABET INC
DFNDShares99.33K
TypeSH
Market value$11.89M
1.53%
Sole
93K
Shared
0.00
None
6.33K
VANGUARD ETF/USA
DFNDShares290.30K
TypeSH
Market value$11.81M
1.52%
Sole
279.39K
Shared
0.00
None
10.90K
Broadcom Inc
DFNDShares12.54K
TypeSH
Market value$10.88M
1.40%
Sole
11.82K
Shared
0.00
None
722.00
Walmart Inc
DFNDShares65.17K
TypeSH
Market value$10.24M
1.32%
Sole
61.12K
Shared
0.00
None
4.05K
Johnson & Johnson
DFNDShares57.85K
TypeSH
Market value$9.58M
1.23%
Sole
54.79K
Shared
0.00
None
3.06K
Raytheon Technologies Corp
DFNDShares95.72K
TypeSH
Market value$9.38M
1.21%
Sole
91.31K
Shared
0.00
None
4.41K
Vanguard ETF/USA
DFNDShares39.71K
TypeSH
Market value$9.12M
1.17%
Sole
39K
Shared
0.00
None
710.00
Amazon.com Inc
DFNDShares69.42K
TypeSH
Market value$9.05M
1.17%
Sole
67.24K
Shared
0.00
None
2.18K
VANGUARD ETF/USA
DFNDShares54.09K
TypeSH
Market value$8.95M
1.15%
Sole
53.09K
Shared
0.00
None
1K
JPMorgan Chase & Co
DFNDShares60K
TypeSH
Market value$8.73M
1.12%
Sole
56.92K
Shared
0.00
None
3.09K
ADAMS EXPRESS COMPANY
DFNDShares452.90K
TypeSH
Market value$7.61M
0.98%
Sole
452.90K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Vanguard ETF/USADFND | VALUE ETF | 371.92K | SH | $52.85M 6.80% | 371.92K | 0.00 | 0.00 |
Vanguard ETF/USADFND | GROWTH ETF | 171.30K | SH | $48.47M 6.24% | 171.30K | 0.00 | 0.00 |
Heartland Financial USA IncDFND | COM | 1.69M | SH | $47.19M 6.08% | 42.88K | 0.00 | 1.65M |
Van Eck Associates CorpDFND | INTRMDT MUNI ETF | 783.45K | SH | $36.09M 4.65% | 783.45K | 0.00 | 0.00 |
BlackRock Fund AdvisorsDFND | EAFE GRWTH ETF | 322.77K | SH | $30.80M 3.96% | 310.40K | 0.00 | 12.37K |
ISHARESDFND | EAFE VALUE ETF | 602.65K | SH | $29.49M 3.80% | 579.77K | 0.00 | 22.88K |
Apple IncDFND | COM | 129.12K | SH | $25.05M 3.22% | 124.27K | 0.00 | 4.85K |
MICROSOFT CORPDFND | COM | 58.57K | SH | $19.95M 2.57% | 55.93K | 0.00 | 2.64K |
Nuveen Asset Management LLCDFND | NUVEEN BLMBRG SH | 378.26K | SH | $17.80M 2.29% | 378.26K | 0.00 | 0.00 |
INDEXIQ ETF TRUST/USADFND | HEDGE MLTI ETF | 576.89K | SH | $17.21M 2.22% | 574.28K | 0.00 | 2.61K |
JP Morgan ETFs/USADFND | EQUITY PREMIUM | 279.21K | SH | $15.45M 1.99% | 273.66K | 0.00 | 5.56K |
ISHARES TRUSTDFND | 1 3 YR TREAS BD | 172.34K | SH | $13.97M 1.80% | 155.81K | 0.00 | 16.53K |
VANGUARD ETF/USADFND | SHRT TRM CORP BD | 163.53K | SH | $12.37M 1.59% | 163.53K | 0.00 | 0.00 |
Franklin LibertyShares ETFs/USDFND | US LOW VOLATILIT | 250.52K | SH | $12.26M 1.58% | 248.35K | 0.00 | 2.17K |
ALPHABET INCDFND | CAP STK CL A | 99.33K | SH | $11.89M 1.53% | 93K | 0.00 | 6.33K |
VANGUARD ETF/USADFND | FTSE EMR MKT ETF | 290.30K | SH | $11.81M 1.52% | 279.39K | 0.00 | 10.90K |
Broadcom IncDFND | COM | 12.54K | SH | $10.88M 1.40% | 11.82K | 0.00 | 722.00 |
Walmart IncDFND | COM | 65.17K | SH | $10.24M 1.32% | 61.12K | 0.00 | 4.05K |
Johnson & JohnsonDFND | COM | 57.85K | SH | $9.58M 1.23% | 54.79K | 0.00 | 3.06K |
Raytheon Technologies CorpDFND | COM | 95.72K | SH | $9.38M 1.21% | 91.31K | 0.00 | 4.41K |
Vanguard ETF/USADFND | SML CP GRW ETF | 39.71K | SH | $9.12M 1.17% | 39K | 0.00 | 710.00 |
Amazon.com IncDFND | COM | 69.42K | SH | $9.05M 1.17% | 67.24K | 0.00 | 2.18K |
VANGUARD ETF/USADFND | SM CP VAL ETF | 54.09K | SH | $8.95M 1.15% | 53.09K | 0.00 | 1K |
JPMorgan Chase & CoDFND | COM | 60K | SH | $8.73M 1.12% | 56.92K | 0.00 | 3.09K |
ADAMS EXPRESS COMPANYDFND | COM | 452.90K | SH | $7.61M 0.98% | 452.90K | 0.00 | 0.00 |
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