Filed: 4/13/2023ACC: 0000920112-23-000113
📋 What this filing means
DUBUQUE BANK & TRUST CO filed this quarterly 13F‑HR report disclosing 224 equity positions with a total reported market value of $779.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
224
Positions
$779.57M
Total AUM (reported)
13.67M
Total Shares
Allocation by class
COM$315.28M40.4%
VALUE ETF$53.04M6.8%
GROWTH ETF$45.24M5.8%
INTRMDT MUNI ETF$35.32M4.5%
EAFE GRWTH ETF$31.04M4.0%
EAFE VALUE ETF$30.04M3.9%
NUVEEN BLMBRG SH$19.31M2.5%
Portfolio Concentration
Top 3$161.23M20.7%
4–10$171.50M22.0%
11–25$154.05M19.8%
Rest$292.79M37.6%
Top 3 weight
20.7%
Top 10 weight
42.7%
Voting Authority Distribution
Total shares with voting rights: 13.67M
Sole
Full voting authority
11.84M
shares
% of voting shares86.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.84M
shares
% of voting shares13.4%
Investment Discretion (by position count)
Sole114
Shared0
Other110
Dominant voting typeSole · 86.6% of voting shares
Institutional Holdings224
Rows:
Heartland Financial USA Inc
DFNDShares1.64M
TypeSH
Market value$62.95M
8.07%
Sole
1.86K
Shared
0.00
None
1.64M
Vanguard ETF/USA
DFNDShares384.03K
TypeSH
Market value$53.04M
6.80%
Sole
384.03K
Shared
0.00
None
0.00
Vanguard ETF/USA
DFNDShares181.36K
TypeSH
Market value$45.24M
5.80%
Sole
181.36K
Shared
0.00
None
0.00
Van Eck Associates Corp
DFNDShares760.07K
TypeSH
Market value$35.32M
4.53%
Sole
760.07K
Shared
0.00
None
0.00
BlackRock Fund Advisors
DFNDShares331.29K
TypeSH
Market value$31.04M
3.98%
Sole
318.92K
Shared
0.00
None
12.37K
ISHARES
DFNDShares618.97K
TypeSH
Market value$30.04M
3.85%
Sole
596.09K
Shared
0.00
None
22.88K
Apple Inc
DFNDShares135.24K
TypeSH
Market value$22.30M
2.86%
Sole
130.38K
Shared
0.00
None
4.85K
Nuveen Asset Management LLC
DFNDShares406.18K
TypeSH
Market value$19.31M
2.48%
Sole
406.18K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares60.28K
TypeSH
Market value$17.38M
2.23%
Sole
57.64K
Shared
0.00
None
2.64K
INDEXIQ ETF TRUST/USA
DFNDShares551.76K
TypeSH
Market value$16.12M
2.07%
Sole
549.15K
Shared
0.00
None
2.61K
JP Morgan ETFs/USA
DFNDShares270.25K
TypeSH
Market value$14.76M
1.89%
Sole
264.69K
Shared
0.00
None
5.56K
ISHARES TRUST
DFNDShares177.28K
TypeSH
Market value$14.57M
1.87%
Sole
160.75K
Shared
0.00
None
16.53K
VANGUARD ETF/USA
DFNDShares168.39K
TypeSH
Market value$12.84M
1.65%
Sole
168.39K
Shared
0.00
None
0.00
VANGUARD ETF/USA
DFNDShares293.60K
TypeSH
Market value$11.86M
1.52%
Sole
282.69K
Shared
0.00
None
10.90K
Franklin LibertyShares ETFs/US
DFNDShares244.18K
TypeSH
Market value$11.51M
1.48%
Sole
242.01K
Shared
0.00
None
2.17K
ALPHABET INC
DFNDShares101.54K
TypeSH
Market value$10.53M
1.35%
Sole
95.21K
Shared
0.00
None
6.33K
Raytheon Technologies Corp
DFNDShares97.81K
TypeSH
Market value$9.58M
1.23%
Sole
93.40K
Shared
0.00
None
4.41K
Walmart Inc
DFNDShares62.28K
TypeSH
Market value$9.18M
1.18%
Sole
58.23K
Shared
0.00
None
4.05K
Johnson & Johnson
DFNDShares58.73K
TypeSH
Market value$9.10M
1.17%
Sole
55.67K
Shared
0.00
None
3.06K
VANGUARD ETF/USA
DFNDShares55.47K
TypeSH
Market value$8.81M
1.13%
Sole
54.47K
Shared
0.00
None
1K
Vanguard ETF/USA
DFNDShares40.65K
TypeSH
Market value$8.80M
1.13%
Sole
39.94K
Shared
0.00
None
710.00
UTD PARCEL SERV
DFNDShares43.41K
TypeSH
Market value$8.42M
1.08%
Sole
40.79K
Shared
0.00
None
2.62K
Broadcom Inc
DFNDShares12.96K
TypeSH
Market value$8.32M
1.07%
Sole
12.24K
Shared
0.00
None
722.00
Amgen Inc
DFNDShares33.25K
TypeSH
Market value$8.04M
1.03%
Sole
31.20K
Shared
0.00
None
2.05K
CISCO SYSTEMS
DFNDShares148.20K
TypeSH
Market value$7.75M
0.99%
Sole
138.92K
Shared
0.00
None
9.28K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Heartland Financial USA IncDFND | COM | 1.64M | SH | $62.95M 8.07% | 1.86K | 0.00 | 1.64M |
Vanguard ETF/USADFND | VALUE ETF | 384.03K | SH | $53.04M 6.80% | 384.03K | 0.00 | 0.00 |
Vanguard ETF/USADFND | GROWTH ETF | 181.36K | SH | $45.24M 5.80% | 181.36K | 0.00 | 0.00 |
Van Eck Associates CorpDFND | INTRMDT MUNI ETF | 760.07K | SH | $35.32M 4.53% | 760.07K | 0.00 | 0.00 |
BlackRock Fund AdvisorsDFND | EAFE GRWTH ETF | 331.29K | SH | $31.04M 3.98% | 318.92K | 0.00 | 12.37K |
ISHARESDFND | EAFE VALUE ETF | 618.97K | SH | $30.04M 3.85% | 596.09K | 0.00 | 22.88K |
Apple IncDFND | COM | 135.24K | SH | $22.30M 2.86% | 130.38K | 0.00 | 4.85K |
Nuveen Asset Management LLCDFND | NUVEEN BLMBRG SH | 406.18K | SH | $19.31M 2.48% | 406.18K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 60.28K | SH | $17.38M 2.23% | 57.64K | 0.00 | 2.64K |
INDEXIQ ETF TRUST/USADFND | HEDGE MLTI ETF | 551.76K | SH | $16.12M 2.07% | 549.15K | 0.00 | 2.61K |
JP Morgan ETFs/USADFND | EQUITY PREMIUM | 270.25K | SH | $14.76M 1.89% | 264.69K | 0.00 | 5.56K |
ISHARES TRUSTDFND | 1 3 YR TREAS BD | 177.28K | SH | $14.57M 1.87% | 160.75K | 0.00 | 16.53K |
VANGUARD ETF/USADFND | SHRT TRM CORP BD | 168.39K | SH | $12.84M 1.65% | 168.39K | 0.00 | 0.00 |
VANGUARD ETF/USADFND | FTSE EMR MKT ETF | 293.60K | SH | $11.86M 1.52% | 282.69K | 0.00 | 10.90K |
Franklin LibertyShares ETFs/USDFND | US LOW VOLATILIT | 244.18K | SH | $11.51M 1.48% | 242.01K | 0.00 | 2.17K |
ALPHABET INCDFND | CAP STK CL A | 101.54K | SH | $10.53M 1.35% | 95.21K | 0.00 | 6.33K |
Raytheon Technologies CorpDFND | COM | 97.81K | SH | $9.58M 1.23% | 93.40K | 0.00 | 4.41K |
Walmart IncDFND | COM | 62.28K | SH | $9.18M 1.18% | 58.23K | 0.00 | 4.05K |
Johnson & JohnsonDFND | COM | 58.73K | SH | $9.10M 1.17% | 55.67K | 0.00 | 3.06K |
VANGUARD ETF/USADFND | SM CP VAL ETF | 55.47K | SH | $8.81M 1.13% | 54.47K | 0.00 | 1K |
Vanguard ETF/USADFND | SML CP GRW ETF | 40.65K | SH | $8.80M 1.13% | 39.94K | 0.00 | 710.00 |
UTD PARCEL SERVDFND | CL B | 43.41K | SH | $8.42M 1.08% | 40.79K | 0.00 | 2.62K |
Broadcom IncDFND | COM | 12.96K | SH | $8.32M 1.07% | 12.24K | 0.00 | 722.00 |
Amgen IncDFND | COM | 33.25K | SH | $8.04M 1.03% | 31.20K | 0.00 | 2.05K |
CISCO SYSTEMSDFND | COM | 148.20K | SH | $7.75M 0.99% | 138.92K | 0.00 | 9.28K |
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