Filed: 11/2/2022ACC: 0000920112-22-000314
📋 What this filing means
DUBUQUE BANK & TRUST CO filed this quarterly 13F‑HR report disclosing 218 equity positions with a total reported market value of $714.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
218
Positions
$714.9K
Total AUM (reported)
13.04M
Total Shares
Allocation by class
COM$338.1K47.3%
VALUE ETF$42.5K5.9%
GROWTH ETF$33.0K4.6%
INTRMDT MUNI ETF$27.9K3.9%
EAFE GRWTH ETF$26.1K3.7%
EAFE VALUE ETF$25.9K3.6%
EQUITY PREMIUM$12.9K1.8%
Portfolio Concentration
Top 3$146.7K20.5%
4–10$142.2K19.9%
11–25$145.4K20.3%
Rest$280.6K39.3%
Top 3 weight
20.5%
Top 10 weight
40.4%
Voting Authority Distribution
Total shares with voting rights: 13.04M
Sole
Full voting authority
11.26M
shares
% of voting shares86.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.78M
shares
% of voting shares13.6%
Investment Discretion (by position count)
Sole99
Shared0
Other119
Dominant voting typeSole · 86.4% of voting shares
Institutional Holdings218
Rows:
Heartland Financial USA Inc
DFNDShares1.64M
TypeSH
Market value$71.1K
9.95%
Sole
82.51K
Shared
0.00
None
1.56M
Vanguard ETF/USA
DFNDShares344.18K
TypeSH
Market value$42.5K
5.95%
Sole
344.18K
Shared
0.00
None
0.00
Vanguard ETF/USA
DFNDShares154.45K
TypeSH
Market value$33.0K
4.62%
Sole
154.45K
Shared
0.00
None
0.00
Van Eck Associates Corp
DFNDShares640.29K
TypeSH
Market value$27.9K
3.90%
Sole
640.29K
Shared
0.00
None
0.00
BlackRock Fund Advisors
DFNDShares360.01K
TypeSH
Market value$26.1K
3.65%
Sole
350.86K
Shared
0.00
None
9.15K
ISHARES
DFNDShares672.02K
TypeSH
Market value$25.9K
3.62%
Sole
650.01K
Shared
0.00
None
22K
Apple Inc
DFNDShares147.26K
TypeSH
Market value$20.4K
2.85%
Sole
142.04K
Shared
0.00
None
5.21K
MICROSOFT CORP
DFNDShares70.23K
TypeSH
Market value$16.4K
2.29%
Sole
67.37K
Shared
0.00
None
2.86K
JP Morgan ETFs/USA
DFNDShares252.47K
TypeSH
Market value$12.9K
1.81%
Sole
246.25K
Shared
0.00
None
6.23K
INDEXIQ ETF TRUST/USA
DFNDShares457.58K
TypeSH
Market value$12.7K
1.78%
Sole
454.92K
Shared
0.00
None
2.66K
ISHARES TRUST
DFNDShares150.71K
TypeSH
Market value$12.2K
1.71%
Sole
134.18K
Shared
0.00
None
16.53K
Johnson & Johnson
DFNDShares70.28K
TypeSH
Market value$11.5K
1.61%
Sole
67.19K
Shared
0.00
None
3.08K
ALPHABET INC
DFNDShares114.76K
TypeSH
Market value$11.0K
1.54%
Sole
108.53K
Shared
0.00
None
6.23K
VANGUARD ETF/USA
DFNDShares138.07K
TypeSH
Market value$10.3K
1.43%
Sole
138.07K
Shared
0.00
None
0.00
Raytheon Technologies Corp
DFNDShares124.59K
TypeSH
Market value$10.2K
1.43%
Sole
119.08K
Shared
0.00
None
5.51K
Walmart Inc
DFNDShares78.34K
TypeSH
Market value$10.2K
1.42%
Sole
74.18K
Shared
0.00
None
4.16K
Vanguard ETF/USA
DFNDShares274.88K
TypeSH
Market value$10.0K
1.40%
Sole
271.95K
Shared
0.00
None
2.93K
Amgen Inc
DFNDShares41.92K
TypeSH
Market value$9.4K
1.32%
Sole
39.68K
Shared
0.00
None
2.24K
ADAMS EXPRESS COMPANY
DFNDShares633.59K
TypeSH
Market value$9.2K
1.29%
Sole
633.59K
Shared
0.00
None
0.00
Nuveen Asset Management LLC
DFNDShares199.41K
TypeSH
Market value$9.2K
1.29%
Sole
199.41K
Shared
0.00
None
0.00
Franklin LibertyShares ETFs/US
DFNDShares213.66K
TypeSH
Market value$8.9K
1.24%
Sole
211.45K
Shared
0.00
None
2.21K
STARBUCKS CORP
DFNDShares101.85K
TypeSH
Market value$8.6K
1.20%
Sole
96.35K
Shared
0.00
None
5.50K
UTD PARCEL SERV
DFNDShares52.83K
TypeSH
Market value$8.5K
1.19%
Sole
49.97K
Shared
0.00
None
2.86K
Chevron Corp
DFNDShares57.41K
TypeSH
Market value$8.2K
1.15%
Sole
55.17K
Shared
0.00
None
2.24K
TEXAS INSTRUMENTS
DFNDShares51.09K
TypeSH
Market value$7.9K
1.11%
Sole
47.70K
Shared
0.00
None
3.39K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Heartland Financial USA IncDFND | COM | 1.64M | SH | $71.1K 9.95% | 82.51K | 0.00 | 1.56M |
Vanguard ETF/USADFND | VALUE ETF | 344.18K | SH | $42.5K 5.95% | 344.18K | 0.00 | 0.00 |
Vanguard ETF/USADFND | GROWTH ETF | 154.45K | SH | $33.0K 4.62% | 154.45K | 0.00 | 0.00 |
Van Eck Associates CorpDFND | INTRMDT MUNI ETF | 640.29K | SH | $27.9K 3.90% | 640.29K | 0.00 | 0.00 |
BlackRock Fund AdvisorsDFND | EAFE GRWTH ETF | 360.01K | SH | $26.1K 3.65% | 350.86K | 0.00 | 9.15K |
ISHARESDFND | EAFE VALUE ETF | 672.02K | SH | $25.9K 3.62% | 650.01K | 0.00 | 22K |
Apple IncDFND | COM | 147.26K | SH | $20.4K 2.85% | 142.04K | 0.00 | 5.21K |
MICROSOFT CORPDFND | COM | 70.23K | SH | $16.4K 2.29% | 67.37K | 0.00 | 2.86K |
JP Morgan ETFs/USADFND | EQUITY PREMIUM | 252.47K | SH | $12.9K 1.81% | 246.25K | 0.00 | 6.23K |
INDEXIQ ETF TRUST/USADFND | HEDGE MLTI ETF | 457.58K | SH | $12.7K 1.78% | 454.92K | 0.00 | 2.66K |
ISHARES TRUSTDFND | 1 3 YR TREAS BD | 150.71K | SH | $12.2K 1.71% | 134.18K | 0.00 | 16.53K |
Johnson & JohnsonDFND | COM | 70.28K | SH | $11.5K 1.61% | 67.19K | 0.00 | 3.08K |
ALPHABET INCDFND | CAP STK CL A | 114.76K | SH | $11.0K 1.54% | 108.53K | 0.00 | 6.23K |
VANGUARD ETF/USADFND | SHRT TRM CORP BD | 138.07K | SH | $10.3K 1.43% | 138.07K | 0.00 | 0.00 |
Raytheon Technologies CorpDFND | COM | 124.59K | SH | $10.2K 1.43% | 119.08K | 0.00 | 5.51K |
Walmart IncDFND | COM | 78.34K | SH | $10.2K 1.42% | 74.18K | 0.00 | 4.16K |
Vanguard ETF/USADFND | FTSE EMR MKT ETF | 274.88K | SH | $10.0K 1.40% | 271.95K | 0.00 | 2.93K |
Amgen IncDFND | COM | 41.92K | SH | $9.4K 1.32% | 39.68K | 0.00 | 2.24K |
ADAMS EXPRESS COMPANYDFND | COM | 633.59K | SH | $9.2K 1.29% | 633.59K | 0.00 | 0.00 |
Nuveen Asset Management LLCDFND | NUVEEN BLMBRG SH | 199.41K | SH | $9.2K 1.29% | 199.41K | 0.00 | 0.00 |
Franklin LibertyShares ETFs/USDFND | LIBERTY US ETF | 213.66K | SH | $8.9K 1.24% | 211.45K | 0.00 | 2.21K |
STARBUCKS CORPDFND | COM | 101.85K | SH | $8.6K 1.20% | 96.35K | 0.00 | 5.50K |
UTD PARCEL SERVDFND | CL B | 52.83K | SH | $8.5K 1.19% | 49.97K | 0.00 | 2.86K |
Chevron CorpDFND | COM | 57.41K | SH | $8.2K 1.15% | 55.17K | 0.00 | 2.24K |
TEXAS INSTRUMENTSDFND | COM | 51.09K | SH | $7.9K 1.11% | 47.70K | 0.00 | 3.39K |
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