DUBE JOEL F. (Chief Accounting Officer) sold 19.5% of their position (996.00 shares) of VAPOTHERM INC on the open market
Open‑market sale worth $29.0K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 9/13/2021ACC: 0001235802-21-000118
Officer· Chief Accounting Officer
Since Aug 2021
-996.00
Net shares
Net seller
$29.0K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
996.00 acquired · 1.99K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+416.00
Price / share
$12.16
Trade value
$5.06K
% of position
10.1%
9/10/2021
4.10K→4.52K
Common Stock
Direct
Shares
+580.00
Price / share
$12.28
Trade value
$7.12K
% of position
12.8%
9/10/2021
4.52K→5.10K
Common Stock
Direct
Shares
−996.00
Price / share
$29.10
Trade value
$28.98K
% of position
19.5%
9/10/2021
5.10K→4.10K
Total
Net shares
+0.00
Net value
-$16.80K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/10/2021 | M · Option Exercise | +416.00 | $12.16 | $5.06K | 10.1% | 4.10K | 4.52K |
| Common Stock Direct | 9/10/2021 | M · Option Exercise | +580.00 | $12.28 | $7.12K | 12.8% | 4.52K | 5.10K |
| Common Stock Direct | 9/10/2021 | S · Sale | −996.00 | $29.10 | $28.98K | 19.5% | 5.10K | 4.10K |
| Total | +0.00 | -$16.80K | ||||||
Derivative Transactions2
Stock Option (right to buy)
Direct
Converts to
Common Stock
416.00 shares
Shares
−416.00
Strike price
12.16
Held after
4.58K
Exercisable
—
9/10/2021
Stock Option (right to buy)
Direct
Converts to
Common Stock
580.00 shares
Shares
−580.00
Strike price
12.28
Held after
6.42K
Exercisable
—
9/10/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock416.00 shares | 9/10/2021 | M · Option Exercise | −416.00 | 12.16 | — | 4.58K |
| Stock Option (right to buy) Direct | Common Stock580.00 shares | 9/10/2021 | M · Option Exercise | −580.00 | 12.28 | — | 6.42K |