DUBE JOEL F. enters VAPOTHERM INC with 4.10K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/12/2021ACC: 0001235802-21-000096
Officer· Chief Accounting Officer
Since Aug 2021
4.10K
Baseline shares
100% direct
4.10K
Direct ownership
1 position
15.20K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned4.10K
Total
4.10K direct4.10K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.10K | Direct |
| Total | 4.10K | 4.10K direct |
Derivative Holdings3
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
7K
Shares owned
N/A
Exercise price
12.28
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
3.20K
Shares owned
N/A
Exercise price
26.86
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
N/A
Exercise price
12.16
Expiration
—
Exercise window
—
Total
Underlying
15.20K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 12.28 | — | — | 7K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 26.86 | — | — | 3.20K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 12.16 | — | — | 5K | N/A |
| Total | 15.20K | 0.00 | ||||