DREW SCOTT R. (EVP, Operations) reported 2 transactions at SMART & FINAL STORES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/20/2019ACC: 0001104659-19-036676
Officer· EVP, Operations
Since Jul 2018
-326.27K
Net shares
Net seller
$1.41M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
326.27K disposed
Non-Derivative Transactions2
Common stock (par value $0.001)
Direct
Shares
−111.42K
Price / share
$6.50
Trade value
$724.24K
% of position
New position
6/20/2019
111.42K→0.00
Common stock (par value $0.001)
Direct
Shares
−105.59K
Price / share
$6.50
Trade value
$686.37K
% of position
New position
6/20/2019
105.59K→0.00
Total
Net shares
−217.02K
Net value
-$1.41M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common stock (par value $0.001) Direct | 6/20/2019 | D · Disposition | −111.42K | $6.50 | $724.24K | New position | 111.42K | 0.00 |
| Common stock (par value $0.001) Direct | 6/20/2019 | D · Disposition | −105.59K | $6.50 | $686.37K | New position | 105.59K | 0.00 |
| Total | −217.02K | -$1.41M | ||||||
Derivative Transactions1
Stock option (right to buy)
Direct
Converts to
Common stock
109.25K shares
Shares
−109.25K
Strike price
5.27
Held after
0.00
Exercisable
—
6/20/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock option (right to buy) Direct | Common stock109.25K shares | 6/20/2019 | D · Disposition | −109.25K | 5.27 | — | 0.00 |