DRAKE DEBRA A reported 2 transactions at TREVI THERAPEUTICS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 5/13/2019ACC: 0000899243-19-013249
-446.64K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
62.54K acquired · 509.18K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+52.14K
Price / share
—
Trade value
—
% of position
New position
5/9/2019
0.00→52.14K
Common Stock
Indirect
Shares
+10.40K
Price / share
—
Trade value
—
% of position
New position
5/9/2019
0.00→10.40K
Total
Net shares
+62.54K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/9/2019 | C · Conversion | +52.14K | — | — | New position | 0.00 | 52.14K |
| Common Stock Indirect | 5/9/2019 | C · Conversion | +10.40K | — | — | New position | 0.00 | 10.40K |
| Total | +62.54K | $0.00 | ||||||
Derivative Transactions3
Series A Preferred Stock
Direct
Converts to
Common Stock
8.48K shares
Shares
−58.15K
Strike price
Held after
0.00
Exercisable
—
5/9/2019
Series A Preferred Stock
Indirect
Converts to
Common Stock
10.40K shares
Shares
−75K
Strike price
Held after
0.00
Exercisable
—
5/9/2019
Series C Preferred Stock
Direct
Converts to
Common Stock
43.66K shares
Shares
−376.02K
Strike price
Held after
0.00
Exercisable
—
5/9/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Preferred Stock Direct | Common Stock8.48K shares | 5/9/2019 | C · Conversion | −58.15K | — | 0.00 | |
| Series A Preferred Stock Indirect | Common Stock10.40K shares | 5/9/2019 | C · Conversion | −75K | — | 0.00 | |
| Series C Preferred Stock Direct | Common Stock43.66K shares | 5/9/2019 | C · Conversion | −376.02K | — | 0.00 |