Filed: 10/17/2022ACC: 0001935795-22-000003
📋 What this filing means
DRAKE & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $175.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
64
Positions
$175.7K
Total AUM (reported)
2.95M
Total Shares
Allocation by class
ENHAN SHRT MA AC$18.7K10.7%
TCW OPPORTUNIS$17.1K9.8%
CORE S&P US VLU$13.7K7.8%
COM SHS$12.6K7.2%
COM$12.4K7.0%
TCW SECURITIZED$11.9K6.8%
CORE S&P MCP ETF$11.2K6.4%
Portfolio Concentration
Top 3$49.5K28.2%
4–10$76.2K43.4%
11–25$39.6K22.5%
Rest$10.4K5.9%
Top 3 weight
28.2%
Top 10 weight
71.6%
Voting Authority Distribution
Total shares with voting rights: 2.95M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.95M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole64
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings64
Rows:
PIMCO ETF TR
SOLEShares189.29K
TypeSH
Market value$18.7K
10.65%
Sole
0.00
Shared
0.00
None
189.29K
FIRST TR EXCHNG TRADED FD VI
SOLEShares393.79K
TypeSH
Market value$17.1K
9.76%
Sole
0.00
Shared
0.00
None
393.79K
ISHARES TR
SOLEShares218.04K
TypeSH
Market value$13.7K
7.77%
Sole
0.00
Shared
0.00
None
218.04K
FIRST TR LRGE CP CORE ALPHA
SOLEShares174.73K
TypeSH
Market value$12.6K
7.18%
Sole
0.00
Shared
0.00
None
174.73K
FIRST TR EXCHNG TRADED FD VI
SOLEShares552.99K
TypeSH
Market value$11.9K
6.76%
Sole
0.00
Shared
0.00
None
552.99K
ISHARES TR
SOLEShares51.13K
TypeSH
Market value$11.2K
6.38%
Sole
0.00
Shared
0.00
None
51.13K
VANGUARD WORLD FD
SOLEShares60.92K
TypeSH
Market value$10.6K
6.04%
Sole
0.00
Shared
0.00
None
60.92K
ISHARES TR
SOLEShares133.91K
TypeSH
Market value$10.4K
5.93%
Sole
0.00
Shared
0.00
None
133.91K
SSGA ACTIVE ETF TR
SOLEShares250.50K
TypeSH
Market value$10.2K
5.83%
Sole
0.00
Shared
0.00
None
250.50K
ISHARES TR
SOLEShares87.83K
TypeSH
Market value$9.2K
5.24%
Sole
0.00
Shared
0.00
None
87.83K
ISHARES TR
SOLEShares141.76K
TypeSH
Market value$8.4K
4.80%
Sole
0.00
Shared
0.00
None
141.76K
VANGUARD INDEX FDS
SOLEShares36.17K
TypeSH
Market value$6.2K
3.52%
Sole
0.00
Shared
0.00
None
36.17K
ISHARES TR
SOLEShares247.95K
TypeSH
Market value$5.3K
3.00%
Sole
0.00
Shared
0.00
None
247.95K
SPDR GOLD TR
SOLEShares33.83K
TypeSH
Market value$5.2K
2.98%
Sole
0.00
Shared
0.00
None
33.83K
INVESCO QQQ TR
SOLEShares17.06K
TypeSH
Market value$4.6K
2.60%
Sole
0.00
Shared
0.00
None
17.06K
DBX ETF TR
SOLEShares190.25K
TypeSH
Market value$3.9K
2.23%
Sole
0.00
Shared
0.00
None
190.25K
APPLE INC
SOLEShares11.86K
TypeSH
Market value$1.6K
0.93%
Sole
0.00
Shared
0.00
None
11.86K
AMAZON COM INC
SOLEShares6.04K
TypeSH
Market value$682.00
0.39%
Sole
0.00
Shared
0.00
None
6.04K
DEERE & CO
SOLEShares1.86K
TypeSH
Market value$620.00
0.35%
Sole
0.00
Shared
0.00
None
1.86K
UNITEDHEALTH GROUP INC
SOLEShares1.22K
TypeSH
Market value$615.00
0.35%
Sole
0.00
Shared
0.00
None
1.22K
LILLY ELI & CO
SOLEShares1.65K
TypeSH
Market value$534.00
0.30%
Sole
0.00
Shared
0.00
None
1.65K
WEC ENERGY GROUP INC
SOLEShares5.96K
TypeSH
Market value$533.00
0.30%
Sole
0.00
Shared
0.00
None
5.96K
DANAHER CORPORATION
SOLEShares1.99K
TypeSH
Market value$513.00
0.29%
Sole
0.00
Shared
0.00
None
1.99K
ROCKWELL AUTOMATION INC
SOLEShares2.05K
TypeSH
Market value$440.00
0.25%
Sole
0.00
Shared
0.00
None
2.05K
VANGUARD INDEX FDS
SOLEShares1.32K
TypeSH
Market value$433.00
0.25%
Sole
0.00
Shared
0.00
None
1.32K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 189.29K | SH | $18.7K 10.65% | 0.00 | 0.00 | 189.29K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 393.79K | SH | $17.1K 9.76% | 0.00 | 0.00 | 393.79K |
ISHARES TRSOLE | CORE S&P US VLU | 218.04K | SH | $13.7K 7.77% | 0.00 | 0.00 | 218.04K |
FIRST TR LRGE CP CORE ALPHASOLE | COM SHS | 174.73K | SH | $12.6K 7.18% | 0.00 | 0.00 | 174.73K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW SECURITIZED | 552.99K | SH | $11.9K 6.76% | 0.00 | 0.00 | 552.99K |
ISHARES TRSOLE | CORE S&P MCP ETF | 51.13K | SH | $11.2K 6.38% | 0.00 | 0.00 | 51.13K |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 60.92K | SH | $10.6K 6.04% | 0.00 | 0.00 | 60.92K |
ISHARES TRSOLE | MSCI ACWI ETF | 133.91K | SH | $10.4K 5.93% | 0.00 | 0.00 | 133.91K |
SSGA ACTIVE ETF TRSOLE | BLACKSTONE SENR | 250.50K | SH | $10.2K 5.83% | 0.00 | 0.00 | 250.50K |
ISHARES TRSOLE | TIPS BD ETF | 87.83K | SH | $9.2K 5.24% | 0.00 | 0.00 | 87.83K |
ISHARES TRSOLE | GLOBAL 100 ETF | 141.76K | SH | $8.4K 4.80% | 0.00 | 0.00 | 141.76K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 36.17K | SH | $6.2K 3.52% | 0.00 | 0.00 | 36.17K |
ISHARES TRSOLE | GLOBAL REIT ETF | 247.95K | SH | $5.3K 3.00% | 0.00 | 0.00 | 247.95K |
SPDR GOLD TRSOLE | GOLD SHS | 33.83K | SH | $5.2K 2.98% | 0.00 | 0.00 | 33.83K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 17.06K | SH | $4.6K 2.60% | 0.00 | 0.00 | 17.06K |
DBX ETF TRSOLE | XTRACK MSCI EMRG | 190.25K | SH | $3.9K 2.23% | 0.00 | 0.00 | 190.25K |
APPLE INCSOLE | COM | 11.86K | SH | $1.6K 0.93% | 0.00 | 0.00 | 11.86K |
AMAZON COM INCSOLE | COM | 6.04K | SH | $682.00 0.39% | 0.00 | 0.00 | 6.04K |
DEERE & COSOLE | COM | 1.86K | SH | $620.00 0.35% | 0.00 | 0.00 | 1.86K |
UNITEDHEALTH GROUP INCSOLE | COM | 1.22K | SH | $615.00 0.35% | 0.00 | 0.00 | 1.22K |
LILLY ELI & COSOLE | COM | 1.65K | SH | $534.00 0.30% | 0.00 | 0.00 | 1.65K |
WEC ENERGY GROUP INCSOLE | COM | 5.96K | SH | $533.00 0.30% | 0.00 | 0.00 | 5.96K |
DANAHER CORPORATIONSOLE | COM | 1.99K | SH | $513.00 0.29% | 0.00 | 0.00 | 1.99K |
ROCKWELL AUTOMATION INCSOLE | COM | 2.05K | SH | $440.00 0.25% | 0.00 | 0.00 | 2.05K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 1.32K | SH | $433.00 0.25% | 0.00 | 0.00 | 1.32K |
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