DOWD JAMES A. (EVP, COO, CFO) exercised options at PATHFINDER BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/6/2026ACC: 0001193125-26-208964
Officer· EVP, COO, CFO
Since Dec 2018
0.00
Net shares
Net seller
$32.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.82K acquired · 2.82K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2.82K
Price / share
$11.35
Trade value
$31.96K
% of position
4.1%
5/4/2026
68.70K→71.52K
Total
Net shares
+2.82K
Net value
$31.96K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/4/2026 | M · Option Exercise | +2.82K | $11.35 | $31.96K | 4.1% | 68.70K | 71.52K |
| Total | +2.82K | $31.96K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
2.82K shares
Shares
−2.82K
Strike price
11.35
Held after
0.00
Exercisable
—
5/4/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock2.82K shares | 5/4/2026 | M · Option Exercise | −2.82K | 11.35 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned21.19K
Common Stock
IndirectShares owned18.05K
Total
39.24K indirect39.24K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 21.19K | Indirect |
| Common Stock | 18.05K | Indirect |
| Total | 39.24K | 39.24K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported