DOWD JAMES A. (EVP, COO, CFO) exercised options at PATHFINDER BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/13/2026ACC: 0001193125-26-106595
Officer· EVP, COO, CFO
Since Dec 2018
0.00
Net shares
Net seller
$68.1K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
6K acquired · 6K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+6K
Price / share
$11.35
Trade value
$68.10K
% of position
9.6%
3/13/2026
62.70K→68.70K
Total
Net shares
+6K
Net value
$68.10K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/13/2026 | M · Option Exercise | +6K | $11.35 | $68.10K | 9.6% | 62.70K | 68.70K |
| Total | +6K | $68.10K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
6K shares
Shares
−6K
Strike price
11.35
Held after
2.82K
Exercisable
—
3/13/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock6K shares | 3/13/2026 | M · Option Exercise | −6K | 11.35 | — | 2.82K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned21.18K
Common Stock
IndirectShares owned18.05K
Total
39.23K indirect39.23K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 21.18K | Indirect |
| Common Stock | 18.05K | Indirect |
| Total | 39.23K | 39.23K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported