DOWD JAMES A. (EVP, COO, CFO) exercised options at PATHFINDER BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/15/2025ACC: 0001193125-25-203347
Officer· EVP, COO, CFO
Since Dec 2018
0.00
Net shares
Net seller
$34.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3K acquired · 3K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3K
Price / share
$11.35
Trade value
$34.05K
% of position
5.4%
9/12/2025
55.70K→58.70K
Total
Net shares
+3K
Net value
$34.05K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/12/2025 | M · Option Exercise | +3K | $11.35 | $34.05K | 5.4% | 55.70K | 58.70K |
| Total | +3K | $34.05K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
3K shares
Shares
−3K
Strike price
11.35
Held after
12.82K
Exercisable
—
9/12/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock3K shares | 9/12/2025 | M · Option Exercise | −3K | 11.35 | — | 12.82K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned21.18K
Common Stock
IndirectShares owned18.05K
Total
39.23K indirect39.23K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 21.18K | Indirect |
| Common Stock | 18.05K | Indirect |
| Total | 39.23K | 39.23K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported