Filed: 11/13/2023ACC: 0000950123-23-010180
📋 What this filing means
DOW CHEMICAL CO /DE/ filed this quarterly 13F‑HR report disclosing 6 equity positions with a total reported market value of $632.66M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
6
Positions
$632.66M
Total AUM (reported)
7.63M
Total Shares
Allocation by class
S&P500 LOW VOL$235.07M37.2%
TR UNIT$211.18M33.4%
S&P500 EQL WGT$96.97M15.3%
MSCI EMG MKT ETF$78.55M12.4%
CL A$9.39M1.5%
CORE US AGGBD ET$1.50M0.2%
Portfolio Concentration
Top 3$543.22M85.9%
4–10$89.44M14.1%
Top 3 weight
85.9%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 7.63M
Sole
Full voting authority
7.63M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole6
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings6
Rows:
INVESCO EXCH TRADED FD TR II
SOLEShares4M
TypeSH
Market value$235.07M
37.16%
Sole
4M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares494.01K
TypeSH
Market value$211.18M
33.38%
Sole
494.01K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares684.35K
TypeSH
Market value$96.97M
15.33%
Sole
684.35K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares2.07M
TypeSH
Market value$78.55M
12.42%
Sole
2.07M
Shared
0.00
None
0.00
C3 AI INC
SOLEShares368.10K
TypeSH
Market value$9.39M
1.48%
Sole
368.10K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares15.91K
TypeSH
Market value$1.50M
0.24%
Sole
15.91K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO EXCH TRADED FD TR IISOLE | S&P500 LOW VOL | 4M | SH | $235.07M 37.16% | 4M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 494.01K | SH | $211.18M 33.38% | 494.01K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 684.35K | SH | $96.97M 15.33% | 684.35K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 2.07M | SH | $78.55M 12.42% | 2.07M | 0.00 | 0.00 |
C3 AI INCSOLE | CL A | 368.10K | SH | $9.39M 1.48% | 368.10K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 15.91K | SH | $1.50M 0.24% | 15.91K | 0.00 | 0.00 |