DOTSON JERROLD DUANE (CFO AND SECRETARY) exercised options at VISTAGEN THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/12/2022ACC: 0001415889-22-000507
Officer· CFO AND SECRETARY
Since Aug 2018
0.00
Net shares
Net seller
$18.8K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
18.75K acquired · 18.75K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+18.75K
Price / share
$1.00
Trade value
$18.75K
% of position
24.7%
1/11/2022
75.82K→94.57K
Total
Net shares
+18.75K
Net value
$18.75K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/11/2022 | M · Option Exercise | +18.75K | $1.00 | $18.75K | 24.7% | 75.82K | 94.57K |
| Total | +18.75K | $18.75K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
34.38K shares
Shares
−18.75K
Strike price
1
Held after
15.63K
Exercisable
—
1/11/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock34.38K shares | 1/11/2022 | M · Option Exercise | −18.75K | 1 | — | 15.63K |