DOTSON JERROLD DUANE (CFO AND SECRETARY) received a stock award from VISTAGEN THERAPEUTICS, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

DOTSON JERROLD DUANE

Filed: 7/2/2021ACC: 0001415889-21-003391

InsiderDOTSON JERROLD DUANECIK 1388853

→

IssuerVISTAGEN THERAPEUTICS, INC.CIK 1411685

Officer· CFO AND SECRETARY

Since Aug 2018

-33.66K

Net shares

Net seller

$90.3K

Total acquired

Open market trades

0B · 0S

Total transactions

92.79K acquired · 126.45K disposed

Non-Derivative Transactions4

Common Stock

Direct

A · Award

+3.04K

Price / share

$1.95

Trade value

$5.93K

% of position

30.4%

6/30/2021

10K→13.04K

Common Stock

Direct

M · Option Exercise

+1K

Price / share

$1.50

Trade value

$1.50K

% of position

7.7%

6/30/2021

13.04K→14.04K

Common Stock

Direct

M · Option Exercise

+78.92K

Price / share

$1.00

Trade value

$78.92K

% of position

561.9%

6/30/2021

14.04K→92.96K

Common Stock

Direct

M · Option Exercise

+9.82K

Price / share

$0.40

Trade value

$3.91K

% of position

10.6%

6/30/2021

92.96K→102.79K

Total

Net shares

+92.79K

Net value

$90.25K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/30/2021	A · Award	+3.04K	$1.95	$5.93K	30.4%	10K	13.04K
Common Stock Direct	6/30/2021	M · Option Exercise	+1K	$1.50	$1.50K	7.7%	13.04K	14.04K
Common Stock Direct	6/30/2021	M · Option Exercise	+78.92K	$1.00	$78.92K	561.9%	14.04K	92.96K
Common Stock Direct	6/30/2021	M · Option Exercise	+9.82K	$0.40	$3.91K	10.6%	92.96K	102.79K
Total			+92.79K		$90.25K

Derivative Transactions4

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

1K shares

−1K

Strike price

1.50

Held after

0.00

Exercisable

—

6/30/2021

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

150K shares

−36.71K

Strike price

Held after

113.29K

Exercisable

—

6/30/2021

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

113.29K shares

−78.92K

Strike price

Held after

34.38K

Exercisable

—

6/30/2021

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

150K shares

−9.82K

Strike price

0.398

Held after

140.18K

Exercisable

—

6/30/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock1K shares	6/30/2021	M · Option Exercise	−1K	1.50	—	0.00
Stock Option (Right to Buy) Direct	Common Stock150K shares	6/30/2021	D · Disposition	−36.71K	1	—	113.29K
Stock Option (Right to Buy) Direct	Common Stock113.29K shares	6/30/2021	M · Option Exercise	−78.92K	1	—	34.38K
Stock Option (Right to Buy) Direct	Common Stock150K shares	6/30/2021	M · Option Exercise	−9.82K	0.398	—	140.18K