DOTSON JERROLD DUANE

PrivateCIK: 1388853

Location

LAKE OSWEGO, OR

DOTSON JERROLD DUANE

Filed: 8/31/2018ACC: 0001415889-18-001319

InsiderDOTSON JERROLD DUANECIK 1388853

→

IssuerVISTAGEN THERAPEUTICS, INC.CIK 1411685

Officer· CFO AND SECRETARY

Since Aug 2018

0.00

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

12

Total transactions

231K acquired · 231K disposed

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions12

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

678.00 shares

Shares

−678.00

Strike price

10

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

678.00 shares

Shares

+678.00

Strike price

1.50

Held after

678.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

4.32K shares

Shares

−4.32K

Strike price

10

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

4.32K shares

Shares

+4.32K

Strike price

1.50

Held after

4.32K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

1K shares

Shares

−1K

Strike price

8

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

1K shares

Shares

+1K

Strike price

1.50

Held after

1K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

75K shares

Shares

−75K

Strike price

3.49

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

75K shares

Shares

+75K

Strike price

1.50

Held after

75K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

50K shares

Shares

−50K

Strike price

3.80

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

50K shares

Shares

+50K

Strike price

1.50

Held after

50K

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

100K shares

Shares

−100K

Strike price

1.96

Held after

0.00

Exercisable

—

8/29/2018

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

100K shares

Shares

+100K

Strike price

1.50

Held after

100K

Exercisable

—

8/29/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock678.00 shares	8/29/2018	D · Disposition	−678.00	10	—	0.00
Stock Option (Right to Buy) Direct	Common Stock678.00 shares	8/29/2018	A · Award	+678.00	1.50	—	678.00
Stock Option (Right to Buy) Direct	Common Stock4.32K shares	8/29/2018	D · Disposition	−4.32K	10	—	0.00
Stock Option (Right to Buy) Direct	Common Stock4.32K shares	8/29/2018	A · Award	+4.32K	1.50	—	4.32K
Stock Option (Right to Buy) Direct	Common Stock1K shares	8/29/2018	D · Disposition	−1K	8	—	0.00
Stock Option (Right to Buy) Direct	Common Stock1K shares	8/29/2018	A · Award	+1K	1.50	—	1K
Stock Option (Right to Buy) Direct	Common Stock75K shares	8/29/2018	D · Disposition	−75K	3.49	—	0.00
Stock Option (Right to Buy) Direct	Common Stock75K shares	8/29/2018	A · Award	+75K	1.50	—	75K
Stock Option (Right to Buy) Direct	Common Stock50K shares	8/29/2018	D · Disposition	−50K	3.80	—	0.00
Stock Option (Right to Buy) Direct	Common Stock50K shares	8/29/2018	A · Award	+50K	1.50	—	50K
Stock Option (Right to Buy) Direct	Common Stock100K shares	8/29/2018	D · Disposition	−100K	1.96	—	0.00
Stock Option (Right to Buy) Direct	Common Stock100K shares	8/29/2018	A · Award	+100K	1.50	—	100K

DOTSON JERROLD DUANE — Insider Transaction (Form 4) Filed Aug 31, 2018 | Finecho