DORNE ERIC A. (SVP, CAIO) exercised options at UNITED NATURAL FOODS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

DORNE ERIC A.

Filed: 9/17/2020ACC: 0001020859-20-000053

InsiderDORNE ERIC A.CIK 1529592

→

IssuerUNITED NATURAL FOODS INCCIK 1020859

Officer· SVP, CAIO

Since Sep 2018

-8.65K

Net shares

Net seller

$147.7K

Total sold

Open market trades

0B · 0S

Total transactions

28.49K acquired · 37.14K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+25K

Price / share

—

Trade value

—

% of position

178.5%

9/15/2020

14.01K→39.01K

Common Stock

Direct

F · Tax Withholding

−7.58K

Price / share

$17.08

Trade value

$129.55K

% of position

19.4%

9/15/2020

39.01K→31.42K

Common Stock

Direct

M · Option Exercise

+1.68K

Price / share

—

Trade value

—

% of position

5.4%

9/15/2020

31.42K→33.10K

Common Stock

Direct

F · Tax Withholding

−511.00

Price / share

$17.08

Trade value

$8.73K

% of position

1.5%

9/15/2020

33.10K→32.59K

Common Stock

Direct

M · Option Exercise

+1.81K

Price / share

—

Trade value

—

% of position

5.6%

9/15/2020

32.59K→34.40K

Common Stock

Direct

F · Tax Withholding

−550.00

Price / share

$17.08

Trade value

$9.39K

% of position

1.6%

9/15/2020

34.40K→33.85K

Total

Net shares

+19.85K

Net value

-$147.67K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	9/15/2020	M · Option Exercise	+25K	—	—	178.5%	14.01K	39.01K
Common Stock Direct	9/15/2020	F · Tax Withholding	−7.58K	$17.08	$129.55K	19.4%	39.01K	31.42K
Common Stock Direct	9/15/2020	M · Option Exercise	+1.68K	—	—	5.4%	31.42K	33.10K
Common Stock Direct	9/15/2020	F · Tax Withholding	−511.00	$17.08	$8.73K	1.5%	33.10K	32.59K
Common Stock Direct	9/15/2020	M · Option Exercise	+1.81K	—	—	5.6%	32.59K	34.40K
Common Stock Direct	9/15/2020	F · Tax Withholding	−550.00	$17.08	$9.39K	1.6%	34.40K	33.85K
Total			+19.85K		-$147.67K

Derivative Transactions3

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

25K shares

−25K

Strike price

Held after

0.00

Exercisable

—

9/15/2020

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

1.68K shares

−1.68K

Strike price

Held after

0.00

Exercisable

—

9/15/2020

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

1.81K shares

−1.81K

Strike price

Held after

1.81K

Exercisable

—

9/15/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock25K shares	9/15/2020	M · Option Exercise	−25K	—	0.00
Restricted Stock Unit Direct	Common Stock1.68K shares	9/15/2020	M · Option Exercise	−1.68K	—	0.00
Restricted Stock Unit Direct	Common Stock1.81K shares	9/15/2020	M · Option Exercise	−1.81K	—	1.81K