DORNE ERIC A. (SVP, CAIO) exercised options at UNITED NATURAL FOODS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 9/17/2019ACC: 0001020859-19-000076
Officer· SVP, CAIO
Since Sep 2018
-1.06K
Net shares
Net seller
$12.8K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
3.49K acquired · 4.55K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+1.68K
Price / share
—
Trade value
—
% of position
22.2%
9/15/2019
7.60K→9.28K
Common Stock
Direct
Shares
−511.00
Price / share
$12.09
Trade value
$6.18K
% of position
5.5%
9/15/2019
9.28K→8.77K
Common Stock
Direct
Shares
+1.81K
Price / share
—
Trade value
—
% of position
20.6%
9/15/2019
8.77K→10.58K
Common Stock
Direct
Shares
−550.00
Price / share
$12.09
Trade value
$6.65K
% of position
5.2%
9/15/2019
10.58K→10.03K
Total
Net shares
+2.43K
Net value
-$12.83K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/15/2019 | M · Option Exercise | +1.68K | — | — | 22.2% | 7.60K | 9.28K |
| Common Stock Direct | 9/15/2019 | F · Tax Withholding | −511.00 | $12.09 | $6.18K | 5.5% | 9.28K | 8.77K |
| Common Stock Direct | 9/15/2019 | M · Option Exercise | +1.81K | — | — | 20.6% | 8.77K | 10.58K |
| Common Stock Direct | 9/15/2019 | F · Tax Withholding | −550.00 | $12.09 | $6.65K | 5.2% | 10.58K | 10.03K |
| Total | +2.43K | -$12.83K | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Common Stock
1.68K shares
Shares
−1.68K
Strike price
Held after
1.68K
Exercisable
—
9/15/2019
Restricted Stock Unit
Direct
Converts to
Common Stock
1.81K shares
Shares
−1.81K
Strike price
Held after
3.62K
Exercisable
—
9/15/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock1.68K shares | 9/15/2019 | M · Option Exercise | −1.68K | — | 1.68K | |
| Restricted Stock Unit Direct | Common Stock1.81K shares | 9/15/2019 | M · Option Exercise | −1.81K | — | 3.62K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.75K
Total
1.75K indirect1.75K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.75K | Indirect |
| Total | 1.75K | 1.75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported