DONG MING enters UP FINTECH HOLDING LTD with 11.42M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 3/18/2026ACC: 0001193125-26-112147
Officer· Key Personnel
Since Mar 2026
11.42M
Baseline shares
1% direct
74.99K
Direct ownership
1 position
112.50K
Derivative underlying
1 instrument
3
Security positions
11.35M indirect
Non-Derivative Holdings3
American Depositary Shares
IndirectShares owned1.40M
Class A Ordinary Shares
IndirectShares owned9.95M
American Depositary Shares
DirectShares owned74.99K
Total
74.99K direct·11.35M indirect11.42M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| American Depositary Shares | 1.40M | Indirect |
| Class A Ordinary Shares | 9.95M | Indirect |
| American Depositary Shares | 74.99K | Direct |
| Total | 11.42M | 74.99K direct·11.35M indirect |
Derivative Holdings1
Employee Stock Option (Right to Buy)
DirectUnderlying security
Class A Ordinary Shares
Underlying shares
112.50K
Shares owned
N/A
Exercise price
0.20
Expiration
—
Exercise window
—
Total
Underlying
112.50K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Class A Ordinary Shares | 0.20 | — | — | 112.50K | N/A |
| Total | 112.50K | 0.00 | ||||