DONDERO JAMES D (See Remarks) exercised options at NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/8/2026ACC: 0001437749-26-011660
Officer10% Owner· See Remarks
Since Aug 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
106.28K acquired · 106.28K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+59.36K
Price / share
—
Trade value
—
% of position
1.0%
4/3/2026
5.70M→5.76M
Common Stock
Direct
Shares
+46.92K
Price / share
—
Trade value
—
% of position
0.8%
4/4/2026
5.76M→5.81M
Total
Net shares
+106.28K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/3/2026 | M · Option Exercise | +59.36K | — | — | 1.0% | 5.70M | 5.76M |
| Common Stock Direct | 4/4/2026 | M · Option Exercise | +46.92K | — | — | 0.8% | 5.76M | 5.81M |
| Total | +106.28K | $0.00 | ||||||
Derivative Transactions2
Restricted Share Units
Direct
Converts to
Common Shares
59.36K shares
Shares
−59.36K
Strike price
Held after
178.09K
Exercisable
—
4/3/2026
Restricted Share Units
Direct
Converts to
Common Shares
46.92K shares
Shares
−46.92K
Strike price
Held after
46.92K
Exercisable
—
4/4/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Share Units Direct | Common Shares59.36K shares | 4/3/2026 | M · Option Exercise | −59.36K | — | 178.09K | |
| Restricted Share Units Direct | Common Shares46.92K shares | 4/4/2026 | M · Option Exercise | −46.92K | — | 46.92K |
Non-Derivative Holdings (Post-Transaction)11
Common Stock
IndirectShares owned7.10K
Common Stock
IndirectShares owned7.08K
Common Stock
IndirectShares owned628.35K
Common Stock
IndirectShares owned87.33K
Common Stock
IndirectShares owned821.01K
Common Stock
IndirectShares owned5.04K
Common Stock
IndirectShares owned2.23M
Common Stock
IndirectShares owned7.10K
Common Stock
IndirectShares owned2.83M
Common Stock
IndirectShares owned7.10K
Common Stock
IndirectShares owned5.26K
Total
6.63M indirect6.63M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 7.10K | Indirect |
| Common Stock | 7.08K | Indirect |
| Common Stock | 628.35K | Indirect |
| Common Stock | 87.33K | Indirect |
| Common Stock | 821.01K | Indirect |
| Common Stock | 5.04K | Indirect |
| Common Stock | 2.23M | Indirect |
| Common Stock | 7.10K | Indirect |
| Common Stock | 2.83M | Indirect |
| Common Stock | 7.10K | Indirect |
| Common Stock | 5.26K | Indirect |
| Total | 6.63M | 6.63M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported