DOMENIK STEPHEN L exercised options at EMCORE CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/23/2020ACC: 0001214659-20-002826
+66.09K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
80.16K acquired · 14.06K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+14.06K
Price / share
—
Trade value
—
% of position
45.8%
3/19/2020
30.72K→44.78K
Total
Net shares
+14.06K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/19/2020 | M · Option Exercise | +14.06K | — | — | 45.8% | 30.72K | 44.78K |
| Total | +14.06K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Emcore Common Stock
14.06K shares
Shares
−14.06K
Strike price
Held after
0.00
Exercisable
—
3/19/2020
Restricted Stock Units
Direct
Converts to
Emcore Common Stock
66.09K shares
Shares
+66.09K
Strike price
Held after
66.09K
Exercisable
—
3/20/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Emcore Common Stock14.06K shares | 3/19/2020 | M · Option Exercise | −14.06K | — | 0.00 | |
| Restricted Stock Units Direct | Emcore Common Stock66.09K shares | 3/20/2020 | A · Award | +66.09K | — | 66.09K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned10K
Total
10K indirect10K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 10K | Indirect |
| Total | 10K | 10K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported