DOHERTY DANIEL JOSEPH III

PrivateCIK: 1728566
Location

NORWALK, CT

DOHERTY DANIEL JOSEPH III reported 1 transaction at REED'S, INC.

Review the transaction codes below to understand the nature of each event.

InsiderDOHERTY DANIEL JOSEPH IIICIK 1728566
IssuerREED'S, INC.CIK 1140215
Director10% Owner
Since Aug 2018
+2.34M
Net shares
Net buyer
$750.0K
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
2.34M acquired
Non-Derivative Transactions1

Common Stock

Indirect
C · Conversion

Shares

+1.34M

Price / share

$0.56

Trade value

$750K

% of position

54.2%
12/11/2020
2.47M3.81M
Total

Net shares

+1.34M

Net value

$750K

Derivative Transactions5

Convertible Promissory Note

Indirect
J · J
Converts to

Common Stock

2.27M shares

Shares

N/A

Strike price

1.50

Held after

N/A

Exercisable

12/11/2020

Convertible Promissory Note

Indirect
H · H
Converts to

Common Stock

Shares

N/A

Strike price

1.50

Held after

0.00

Exercisable

12/11/2020

Convertible Promissory Note

Indirect
P · Purchase
Converts to

Common Stock

1.34M shares

Shares

+N/A

Strike price

0.56

Held after

N/A

Exercisable

12/11/2020

Convertible Promissory Note

Indirect
C · Conversion
Converts to

Common Stock

1.34M shares

Shares

N/A

Strike price

0.56

Held after

0.00

Exercisable

12/11/2020

Warrant

Indirect
P · Purchase
Converts to

Common Stock

1M shares

Shares

+1M

Strike price

0.644

Held after

1M

Exercisable

12/11/2020
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct
Shares owned85.79K
Total
85.79K direct85.79K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
DOHERTY DANIEL JOSEPH III — Insider Transaction (Form 4) Filed Dec 15, 2020 | Finecho