Filed: 5/25/2018ACC: 0000914190-18-000236
+25K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
25K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Common Stock
25K shares
Shares
+25K
Strike price
3.28
Held after
25K
Exercisable
—
5/23/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock25K shares | 5/23/2018 | A · Award | +25K | 3.28 | — | 25K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned100K
Total
100K direct100K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 100K | Direct |
| Total | 100K | 100K direct |
Derivative Holdings (Post-Transaction)2
Series OH-2 Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
3.58K
Shares owned
25.00
Exercise price
Expiration
—
Exercise window
—
Common Stock Warrants (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
1.79K
Shares owned
1.79K
Exercise price
7.00
Expiration
—
Exercise window
—
Total
Underlying
5.36K
Owned
1.81K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series OH-2 Convertible Preferred Stock Direct | Common Stock | — | — | 3.58K | 25.00 | |
| Common Stock Warrants (right to buy) Direct | Common Stock | 7.00 | — | — | 1.79K | 1.79K |
| Total | 5.36K | 1.81K | ||||