DOCKMAN WILLIAM C. (VP and Controller) exercised options at W R GRACE & CO

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

DOCKMAN WILLIAM C.

Filed: 5/9/2019ACC: 0001045309-19-000074

InsiderDOCKMAN WILLIAM C.CIK 1542118

→

IssuerW R GRACE & COCIK 1045309

Officer· VP and Controller

Since Feb 2019

+1.98K

Net shares

Net buyer

$51.3K

Total sold

Open market trades

0B · 0S

Total transactions

4.73K acquired · 2.75K disposed

Non-Derivative Transactions4

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+295.00

Price / share

—

Trade value

—

% of position

4.7%

5/8/2019

6.30K→6.59K

Common Stock, par value $0.01 per share

Direct

F · Tax Withholding

−98.00

Price / share

$74.97

Trade value

$7.35K

% of position

1.5%

5/8/2019

6.59K→6.49K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.77K

Price / share

—

Trade value

—

% of position

27.2%

5/8/2019

6.49K→8.26K

Common Stock, par value $0.01 per share

Direct

F · Tax Withholding

−586.00

Price / share

$74.97

Trade value

$43.93K

% of position

7.1%

5/8/2019

8.26K→7.67K

Total

Net shares

+1.38K

Net value

-$51.28K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.01 per share Direct	5/8/2019	M · Option Exercise	+295.00	—	—	4.7%	6.30K	6.59K
Common Stock, par value $0.01 per share Direct	5/8/2019	F · Tax Withholding	−98.00	$74.97	$7.35K	1.5%	6.59K	6.49K
Common Stock, par value $0.01 per share Direct	5/8/2019	M · Option Exercise	+1.77K	—	—	27.2%	6.49K	8.26K
Common Stock, par value $0.01 per share Direct	5/8/2019	F · Tax Withholding	−586.00	$74.97	$43.93K	7.1%	8.26K	7.67K
Total			+1.38K		-$51.28K

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

295.00 shares

−295.00

Strike price

Held after

4.25K

Exercisable

—

5/8/2019

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.77K shares

−1.77K

Strike price

Held after

2.48K

Exercisable

—

5/8/2019

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

2.66K shares

+2.66K

Strike price

Held after

5.14K

Exercisable

—

5/8/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock295.00 shares	5/8/2019	M · Option Exercise	−295.00	—	4.25K
Restricted Stock Units Direct	Common Stock1.77K shares	5/8/2019	M · Option Exercise	−1.77K	—	2.48K
Restricted Stock Units Direct	Common Stock2.66K shares	5/8/2019	A · Award	+2.66K	—	5.14K