DLD ASSET MANAGEMENT, LP

Filed: 11/13/2023ACC: 0001085146-23-004279

📋 What this filing means

DLD ASSET MANAGEMENT, LP filed this quarterly 13F‑HR report disclosing 89 equity positions with a total reported market value of $930.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$930.25M

Total AUM (reported)

464.33M

Total Shares

Allocation by class

COM$172.20M18.5%

DEB 4.625% 9/3$65.66M7.1%

NOTE 6.000% 8/1$65.21M7.0%

NOTE 5.000% 5/0$61.38M6.6%

NOTE 0.375% 6/0$57.25M6.2%

NOTE 1.000%11/1$55.19M5.9%

CL A$29.64M3.2%

Portfolio Concentration

Top 3$192.25M20.7%

4–10$287.97M31.0%

11–25$268.23M28.8%

Rest$181.80M19.5%

Top 3 weight

20.7%

Top 10 weight

51.6%

Voting Authority Distribution

Total shares with voting rights: 464.33M

Sole

Full voting authority

464.33M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole89

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings89

Rows:

TRANSOCEAN INC

SOLE

DEB 4.625% 9/3

Shares25.18M

TypePRN

Market value$65.66M

7.06%

Sole

25.18M

Shared

0.00

None

0.00

ROYAL CARIBBEAN GROUP

SOLE

NOTE 6.000% 8/1

Shares32.97M

TypePRN

Market value$65.21M

7.01%

Sole

32.97M

Shared

0.00

None

0.00

BLOOMIN BRANDS INC

SOLE

NOTE 5.000% 5/0

Shares27.62M

TypePRN

Market value$61.38M

6.60%

Sole

27.62M

Shared

0.00

None

0.00

PALO ALTO NETWORKS INC

SOLE

NOTE 0.375% 6/0

Shares24.25M

TypePRN

Market value$57.25M

6.15%

Sole

24.25M

Shared

0.00

None

0.00

CHART INDS INC

SOLE

NOTE 1.000%11/1

Shares18.90M

TypePRN

Market value$55.19M

5.93%

Sole

18.90M

Shared

0.00

None

0.00

ROYAL CARIBBEAN GROUP

SOLE

COM

Shares580K

TypeSH

Market value$53.46M

5.75%

Sole

580K

Shared

0.00

None

0.00

ASPEN AEROGELS INC

SOLE

COM

Shares3.25M

TypeSH

Market value$42.08M

4.52%

Sole

3.25M

Shared

0.00

None

0.00

LIVENT CORP

SOLE

NOTE 4.125% 7/1

Shares13.31M

TypePRN

Market value$29.02M

3.12%

Sole

13.31M

Shared

0.00

None

0.00

TRANSOCEAN LTD

SOLE

REG SHS

Shares3.26M

TypeSH

Market value$26.75M

2.88%

Sole

3.26M

Shared

0.00

None

0.00

WAYFAIR INC

SOLE

CL A

Shares400K

TypeSH

Market value$24.24M

2.61%

Sole

400K

Shared

0.00

None

0.00

CINEMARK HLDGS INC

SOLE

NOTE 4.500% 8/1

Shares15.65M

TypePRN

Market value$22.93M

2.47%

Sole

15.65M

Shared

0.00

None

0.00

GEO CORRECTIONS HOLDINGS INC

SOLE

NOTE 6.500% 2/2

Shares18.50M

TypePRN

Market value$22.34M

2.40%

Sole

18.50M

Shared

0.00

None

0.00

VAREX IMAGING CORP

SOLE

NOTE 4.000% 6/0

Shares18.50M

TypePRN

Market value$21.09M

2.27%

Sole

18.50M

Shared

0.00

None

0.00

NUVASIVE INC

SOLE

NOTE 0.375% 3/1

Shares21.05M

TypePRN

Market value$19.60M

2.11%

Sole

21.05M

Shared

0.00

None

0.00

PROGRESS SOFTWARE CORP

SOLE

NOTE 1.000% 4/1

Shares18.63M

TypePRN

Market value$19.37M

2.08%

Sole

18.63M

Shared

0.00

None

0.00

LCI INDS

SOLE

NOTE 1.125% 5/1

Shares19.63M

TypePRN

Market value$18.45M

1.98%

Sole

19.63M

Shared

0.00

None

0.00

SAREPTA THERAPEUTICS INC

SOLE

DBCV 1.500%11/1

Shares10.37M

TypePRN

Market value$18.43M

1.98%

Sole

10.37M

Shared

0.00

None

0.00

STARWOOD PPTY TR INC

SOLE

NOTE 6.750% 7/1

Shares17.75M

TypePRN

Market value$18.28M

1.97%

Sole

17.75M

Shared

0.00

None

0.00

MICROCHIP TECHNOLOGY INC.

SOLE

COM

Shares193.90K

TypeSH

Market value$17.63M

1.90%

Sole

193.90K

Shared

0.00

None

0.00

SOUTHWEST AIRLS CO

SOLE

COM

Shares632.87K

TypeSH

Market value$17.13M

1.84%

Sole

632.87K

Shared

0.00

None

0.00

VERADIGM INC

SOLE

NOTE 0.875% 1/0

Shares14.64M

TypePRN

Market value$16.69M

1.79%

Sole

14.64M

Shared

0.00

None

0.00

INTEGRA LIFESCIENCES HLDGS C

SOLE

NOTE 0.500% 8/1

Shares16.46M

TypePRN

Market value$14.92M

1.60%

Sole

16.46M

Shared

0.00

None

0.00

POST HLDGS INC

SOLE

NOTE 2.500% 8/1

Shares14.31M

TypePRN

Market value$14.31M

1.54%

Sole

14.31M

Shared

0.00

None

0.00

PARSONS CORP DEL

SOLE

NOTE 0.250% 8/1

Shares11M

TypePRN

Market value$14.04M

1.51%

Sole

11M

Shared

0.00

None

0.00

MICROSTRATEGY INC

SOLE

NOTE 0.750%12/1

Shares12M

TypePRN

Market value$13.01M

1.40%

Sole

12M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
TRANSOCEAN INCSOLE	DEB 4.625% 9/3	25.18M	PRN	$65.66M 7.06%	25.18M
ROYAL CARIBBEAN GROUPSOLE	NOTE 6.000% 8/1	32.97M	PRN	$65.21M 7.01%	32.97M
BLOOMIN BRANDS INCSOLE	NOTE 5.000% 5/0	27.62M	PRN	$61.38M 6.60%	27.62M
PALO ALTO NETWORKS INCSOLE	NOTE 0.375% 6/0	24.25M	PRN	$57.25M 6.15%	24.25M
CHART INDS INCSOLE	NOTE 1.000%11/1	18.90M	PRN	$55.19M 5.93%	18.90M
ROYAL CARIBBEAN GROUPSOLE	COM	580K	SH	$53.46M 5.75%	580K
ASPEN AEROGELS INCSOLE	COM	3.25M	SH	$42.08M 4.52%	3.25M
LIVENT CORPSOLE	NOTE 4.125% 7/1	13.31M	PRN	$29.02M 3.12%	13.31M
TRANSOCEAN LTDSOLE	REG SHS	3.26M	SH	$26.75M 2.88%	3.26M
WAYFAIR INCSOLE	CL A	400K	SH	$24.24M 2.61%	400K
CINEMARK HLDGS INCSOLE	NOTE 4.500% 8/1	15.65M	PRN	$22.93M 2.47%	15.65M
GEO CORRECTIONS HOLDINGS INCSOLE	NOTE 6.500% 2/2	18.50M	PRN	$22.34M 2.40%	18.50M
VAREX IMAGING CORPSOLE	NOTE 4.000% 6/0	18.50M	PRN	$21.09M 2.27%	18.50M
NUVASIVE INCSOLE	NOTE 0.375% 3/1	21.05M	PRN	$19.60M 2.11%	21.05M
PROGRESS SOFTWARE CORPSOLE	NOTE 1.000% 4/1	18.63M	PRN	$19.37M 2.08%	18.63M
LCI INDSSOLE	NOTE 1.125% 5/1	19.63M	PRN	$18.45M 1.98%	19.63M
SAREPTA THERAPEUTICS INCSOLE	DBCV 1.500%11/1	10.37M	PRN	$18.43M 1.98%	10.37M
STARWOOD PPTY TR INCSOLE	NOTE 6.750% 7/1	17.75M	PRN	$18.28M 1.97%	17.75M
MICROCHIP TECHNOLOGY INC.SOLE	COM	193.90K	SH	$17.63M 1.90%	193.90K
SOUTHWEST AIRLS COSOLE	COM	632.87K	SH	$17.13M 1.84%	632.87K
VERADIGM INCSOLE	NOTE 0.875% 1/0	14.64M	PRN	$16.69M 1.79%	14.64M
INTEGRA LIFESCIENCES HLDGS CSOLE	NOTE 0.500% 8/1	16.46M	PRN	$14.92M 1.60%	16.46M
POST HLDGS INCSOLE	NOTE 2.500% 8/1	14.31M	PRN	$14.31M 1.54%	14.31M
PARSONS CORP DELSOLE	NOTE 0.250% 8/1	11M	PRN	$14.04M 1.51%	11M
MICROSTRATEGY INCSOLE	NOTE 0.750%12/1	12M	PRN	$13.01M 1.40%	12M

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