DIRCKS THOMAS C exercised options at SILVERGATE CAPITAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/12/2023ACC: 0001312109-23-000080
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.01K acquired · 1.01K disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+1.01K
Price / share
—
Trade value
—
% of position
6.5%
6/10/2023
15.49K→16.51K
Total
Net shares
+1.01K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 6/10/2023 | M · Option Exercise | +1.01K | — | — | 6.5% | 15.49K | 16.51K |
| Total | +1.01K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common Stock
1.01K shares
Shares
−1.01K
Strike price
Held after
0.00
Exercisable
—
6/10/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock1.01K shares | 6/10/2023 | A · Award | −1.01K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Class A Common Stock
IndirectShares owned15.68K
Class A Common Stock
IndirectShares owned40.90K
Class A Common Stock
IndirectShares owned28.80K
Total
85.38K indirect85.38K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 15.68K | Indirect |
| Class A Common Stock | 40.90K | Indirect |
| Class A Common Stock | 28.80K | Indirect |
| Total | 85.38K | 85.38K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported