DIPIERO ANDREW E JR exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/15/2023ACC: 0001437749-23-026065
Director
Since May 2021
0.00
Net shares
Net seller
$13.3K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1K acquired · 1K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+1K
Price / share
$13.30
Trade value
$13.30K
% of position
10.0%
9/15/2023
10K→11K
Total
Net shares
+1K
Net value
$13.30K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/15/2023 | M · Option Exercise | +1K | $13.30 | $13.30K | 10.0% | 10K | 11K |
| Total | +1K | $13.30K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
1K shares
Shares
−1K
Strike price
13.30
Held after
4K
Exercisable
—
9/15/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock1K shares | 9/15/2023 | M · Option Exercise | −1K | 13.30 | — | 4K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned2K
Common Stock
DirectShares owned21.63K
Total
21.63K direct·2K indirect23.63K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2K | Indirect |
| Common Stock | 21.63K | Direct |
| Total | 23.63K | 21.63K direct·2K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
5K
Exercise price
18.0000
Expiration
—
Exercise window
—
Total
Underlying
5K
Owned
5K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 18.0000 | — | — | 5K | 5K |
| Total | 5K | 5K | ||||