DIPIERO ANDREW E JR exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/10/2023ACC: 0001437749-23-013484
Director
Since May 2021
-2.46
Net shares
Net seller
$44.54
Total sold
0
Open market trades
0B · 0S
3
Total transactions
5.50K acquired · 5.50K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5.50K
Price / share
$8.10
Trade value
$44.55K
% of position
30.4%
5/8/2023
18.09K→23.59K
Common Stock
Direct
Shares
−2.46
Price / share
$18.10
Trade value
$44.54
% of position
0.0%
5/8/2023
21.13K→21.13K
Total
Net shares
+5.50K
Net value
$44.51K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/8/2023 | M · Option Exercise | +5.50K | $8.10 | $44.55K | 30.4% | 18.09K | 23.59K |
| Common Stock Direct | 5/8/2023 | F · Tax Withholding | −2.46 | $18.10 | $44.54 | 0.0% | 21.13K | 21.13K |
| Total | +5.50K | $44.51K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
5.50K shares
Shares
−5.50K
Strike price
8.10
Held after
0.00
Exercisable
—
5/8/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock5.50K shares | 5/8/2023 | M · Option Exercise | −5.50K | 8.10 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned10K
Common Stock
IndirectShares owned2K
Total
12K indirect12K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 10K | Indirect |
| Common Stock | 2K | Indirect |
| Total | 12K | 12K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
5K
Exercise price
13.3000
Expiration
—
Exercise window
—
Total
Underlying
5K
Owned
5K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 13.3000 | — | — | 5K | 5K |
| Total | 5K | 5K | ||||