DIPIERO ANDREW E JR exercised options at QUAINT OAK BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/21/2021ACC: 0000927089-21-000158
Director
Since May 2021
0.00
Net shares
Net seller
$4.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
500.00 acquired · 500.00 disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+500.00
Price / share
$8.10
Trade value
$4.05K
% of position
2.8%
5/20/2021
17.59K→18.09K
Total
Net shares
+500.00
Net value
$4.05K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/20/2021 | M · Option Exercise | +500.00 | $8.10 | $4.05K | 2.8% | 17.59K | 18.09K |
| Total | +500.00 | $4.05K | ||||||
Derivative Transactions1
Stock Option (Right to Buy
Direct
Converts to
Common Stock
6K shares
Shares
−500.00
Strike price
8.10
Held after
5.50K
Exercisable
—
5/20/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Direct | Common Stock6K shares | 5/20/2021 | M · Option Exercise | −500.00 | 8.10 | — | 5.50K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned2K
Common Stock
IndirectShares owned10K
Total
12K indirect12K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2K | Indirect |
| Common Stock | 10K | Indirect |
| Total | 12K | 12K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
5K
Exercise price
13.30
Expiration
—
Exercise window
—
Total
Underlying
5K
Owned
5K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 13.30 | — | — | 5K | 5K |
| Total | 5K | 5K | ||||