DIOPTRA ADVISORS, LLC exercised options at SHIFT TECHNOLOGIES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/14/2020ACC: 0001213900-20-031292
10% Owner
Since Mar 2019
+312.62K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.54M acquired · 3.23M disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+3.54M
Price / share
—
Trade value
—
% of position
New position
10/13/2020
0.00→3.54M
Total
Net shares
+3.54M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 10/13/2020 | M · Option Exercise | +3.54M | — | — | New position | 0.00 | 3.54M |
| Total | +3.54M | $0.00 | ||||||
Derivative Transactions1
Class B Common Stock
Direct
Converts to
Class A Common Stock
3.54M shares
Shares
−3.23M
Strike price
Held after
0.00
Exercisable
—
10/13/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Common Stock Direct | Class A Common Stock3.54M shares | 10/13/2020 | M · Option Exercise | −3.23M | — | 0.00 |