DIENER ROBERT LOUIS BENJAMIN enters STEM HOLDINGS, INC. with 68K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 7/21/2021ACC: 0001493152-21-017454
Director
Since Jun 2021
68K
Baseline shares
100% direct
68K
Direct ownership
1 position
50K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned68K
Total
68K direct68K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 68K | Direct |
| Total | 68K | 68K direct |
Derivative Holdings1
Common Stock Purchase Warrant
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
N/A
Exercise price
0.50
Expiration
—
Exercise window
—
Total
Underlying
50K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant Direct | Common Stock | 0.50 | — | — | 50K | N/A |
| Total | 50K | 0.00 | ||||