DICUS JOHN B (Chairman and President) reported 5 transactions at CAPITOL FEDERAL FINANCIAL, INC.
Review the transaction codes below to understand the nature of each event.
CFFN common stock
Shares
+414.44K
Price / share
—
Trade value
—
% of position
CFFN common stock
Shares
+233.46K
Price / share
—
Trade value
—
% of position
CFFN common stock
Shares
−817.45K
Price / share
—
Trade value
—
% of position
CFFN common stock
Shares
−11.44K
Price / share
—
Trade value
—
% of position
CFFN common stock
Shares
−466.93K
Price / share
—
Trade value
—
% of position
Net shares
−647.91K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| CFFN common stock Indirect | 7/28/2025 | W · W | +414.44K | — | — | New position | 0.00 | 414.44K |
| CFFN common stock Indirect | 7/28/2025 | W · W | +233.46K | — | — | New position | 0.00 | 233.46K |
| CFFN common stock Indirect | 7/28/2025 | W · W | −817.45K | — | — | New position | 817.45K | 0.00 |
| CFFN common stock Indirect | 7/28/2025 | W · W | −11.44K | — | — | New position | 11.44K | 0.00 |
| CFFN common stock Indirect | 7/28/2025 | W · W | −466.93K | — | — | New position | 466.93K | 0.00 |
| Total | −647.91K | $0.00 | ||||||
CFFN common stock
DirectCFFN common stock
Indirect| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| CFFN common stock | 1.33M | Direct |
| CFFN common stock | 91.42K | Indirect |
| Total | 1.42M | 1.33M direct·91.42K indirect |
CFFN Phantom Stock 2022
DirectUnderlying shares
17.34K
Shares owned
17.34K
Exercise price
8.65
Expiration
—
Exercise window
—
CFFN Phantom Stock 2024
DirectUnderlying shares
13.83K
Shares owned
13.83K
Exercise price
5.91
Expiration
—
Exercise window
—
CFFN Non-qualified Stock Option
DirectUnderlying shares
100.12K
Shares owned
100.12K
Exercise price
11.91
Expiration
—
Exercise window
—
Underlying
131.29K
Owned
131.29K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| CFFN Phantom Stock 2022 Direct | CFFN common stock | 8.65 | — | — | 17.34K | 17.34K |
| CFFN Phantom Stock 2024 Direct | CFFN common stock | 5.91 | — | — | 13.83K | 13.83K |
| CFFN Non-qualified Stock Option Direct | CFFN common stock | 11.91 | — | — | 100.12K | 100.12K |
| Total | 131.29K | 131.29K | ||||