DICK ROGER L

PrivateCIK: 1255676
Location

ALBEMARLE, NC

DICK ROGER L (President/CEO of UCC) reported 2 transactions at UWHARRIE CAPITAL CORP

Review the transaction codes below to understand the nature of each event.

InsiderDICK ROGER LCIK 1255676
IssuerUWHARRIE CAPITAL CORPCIK 898171
Officer· President/CEO of UCC
Since Dec 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
739.00 acquired · 739.00 disposed
Non-Derivative Transactions2

Common Stock (Held by Self)

Direct
J · J

Shares

739.00

Price / share

Trade value

% of position

New position
10/23/2020
739.000.00

Common Stock

Direct
J · J

Shares

+739.00

Price / share

Trade value

% of position

103.2%
10/23/2020
716.001.46K
Total

Net shares

+0.00

Net value

$0.00

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct
Shares owned70.83K
Total
70.83K direct70.83K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
DICK ROGER L — Insider Transaction (Form 4) Filed Oct 23, 2020 | Finecho