DIAZ STEPHANIE exercised options at PALISADE BIO, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

DIAZ STEPHANIE

Filed: 2/13/2024ACC: 0001493152-24-006048

InsiderDIAZ STEPHANIECIK 1850265

→

IssuerPALISADE BIO, INC.CIK 1357459

Director

Since Apr 2021

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

29.26K acquired · 29.26K disposed

Non-Derivative Transactions2

Common Stock, par value $0.01

Direct

M · Option Exercise

+6.98K

Price / share

—

Trade value

—

% of position

New position

2/8/2024

0.00→6.98K

Common Stock, par value $0.01

Direct

M · Option Exercise

+5.82K

Price / share

—

Trade value

—

% of position

83.4%

2/8/2024

6.98K→12.80K

Total

Net shares

+12.80K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.01 Direct	2/8/2024	M · Option Exercise	+6.98K	—	—	New position	0.00	6.98K
Common Stock, par value $0.01 Direct	2/8/2024	M · Option Exercise	+5.82K	—	—	83.4%	6.98K	12.80K
Total			+12.80K		$0.00

Derivative Transactions6

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

6.98K shares

−6.98K

Strike price

Held after

0.00

Exercisable

—

2/8/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

5.82K shares

−5.82K

Strike price

Held after

0.00

Exercisable

—

2/8/2024

Common Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

9.58K shares

−9.58K

Strike price

1.60

Held after

0.00

Exercisable

—

2/8/2024

Common Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

9.58K shares

+9.58K

Strike price

1.60

Held after

9.58K

Exercisable

—

2/8/2024

Common Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

6.88K shares

−6.88K

Strike price

0.59

Held after

0.00

Exercisable

—

2/8/2024

Common Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

6.88K shares

+6.88K

Strike price

0.59

Held after

6.88K

Exercisable

—

2/8/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock6.98K shares	2/8/2024	M · Option Exercise	−6.98K		—	0.00
Restricted Stock Units Direct	Common Stock5.82K shares	2/8/2024	M · Option Exercise	−5.82K		—	0.00
Common Stock Options Direct	Common Stock9.58K shares	2/8/2024	M · Option Exercise	−9.58K	1.60	—	0.00
Common Stock Options Direct	Common Stock9.58K shares	2/8/2024	M · Option Exercise	+9.58K	1.60	—	9.58K
Common Stock Options Direct	Common Stock6.88K shares	2/8/2024	M · Option Exercise	−6.88K	0.59	—	0.00
Common Stock Options Direct	Common Stock6.88K shares	2/8/2024	M · Option Exercise	+6.88K	0.59	—	6.88K