DIAMANDIS PETER exercised options at VAXXINITY, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 5/2/2023ACC: 0001437749-23-012008
0.00
Net shares
Net seller
$300.8K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
475.54K acquired · 475.54K disposed
Non-Derivative Transactions2
Class A common stock
Direct
Shares
+429.04K
Price / share
$0.57
Trade value
$244.55K
% of position
99.6%
4/26/2023
430.60K→859.64K
Class A common stock
Direct
Shares
+46.50K
Price / share
$1.21
Trade value
$56.27K
% of position
5.4%
4/26/2023
859.64K→906.14K
Total
Net shares
+475.54K
Net value
$300.82K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A common stock Direct | 4/26/2023 | M · Option Exercise | +429.04K | $0.57 | $244.55K | 99.6% | 430.60K | 859.64K |
| Class A common stock Direct | 4/26/2023 | M · Option Exercise | +46.50K | $1.21 | $56.27K | 5.4% | 859.64K | 906.14K |
| Total | +475.54K | $300.82K | ||||||
Derivative Transactions2
Stock option (right to buy)
Direct
Converts to
Class A common stock
429.04K shares
Shares
−429.04K
Strike price
0.57
Held after
99.01K
Exercisable
—
4/26/2023
Stock option (right to buy)
Direct
Converts to
Class A common stock
46.50K shares
Shares
−46.50K
Strike price
1.21
Held after
732.64K
Exercisable
—
4/26/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock option (right to buy) Direct | Class A common stock429.04K shares | 4/26/2023 | M · Option Exercise | −429.04K | 0.57 | — | 99.01K |
| Stock option (right to buy) Direct | Class A common stock46.50K shares | 4/26/2023 | M · Option Exercise | −46.50K | 1.21 | — | 732.64K |
Non-Derivative Holdings (Post-Transaction)2
Class B common stock
DirectShares owned1.10M
Class A common stock
IndirectShares owned13.82K
Total
1.10M direct·13.82K indirect1.11M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B common stock | 1.10M | Direct |
| Class A common stock | 13.82K | Indirect |
| Total | 1.11M | 1.10M direct·13.82K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported