DIAMANDIS PETER enters VAXXINITY, INC. with 1.10M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 11/10/2021ACC: 0000899243-21-043969
1.10M
Baseline shares
100% direct
1.10M
Direct ownership
1 position
2.12M
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class B common stock
DirectShares owned1.10M
Total
1.10M direct1.10M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B common stock | 1.10M | Direct |
| Total | 1.10M | 1.10M direct |
Derivative Holdings4
Stock option (right to buy)
DirectUnderlying security
Class A common stock
Underlying shares
528.05K
Shares owned
N/A
Exercise price
0.5681
Expiration
—
Exercise window
—
Stock option (right to buy)
DirectUnderlying security
Class A common stock
Underlying shares
779.14K
Shares owned
N/A
Exercise price
1.209
Expiration
—
Exercise window
—
Series A preferred stock
IndirectUnderlying security
Class A common stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Stock option (right to buy)
DirectUnderlying security
Class A common stock
Underlying shares
815.96K
Shares owned
N/A
Exercise price
4.1192
Expiration
—
Exercise window
—
Total
Underlying
2.12M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock option (right to buy) Direct | Class A common stock | 0.5681 | — | — | 528.05K | N/A |
| Stock option (right to buy) Direct | Class A common stock | 1.209 | — | — | 779.14K | N/A |
| Series A preferred stock Indirect | Class A common stock | — | — | N/A | N/A | |
| Stock option (right to buy) Direct | Class A common stock | 4.1192 | — | — | 815.96K | N/A |
| Total | 2.12M | 0.00 | ||||