Filed: 10/10/2023ACC: 0001844716-23-000005
📋 What this filing means
DHJJ FINANCIAL ADVISORS, LTD. filed this quarterly 13F‑HR report disclosing 803 equity positions with a total reported market value of $196.96M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
803
Positions
$196.96M
Total AUM (reported)
3.27M
Total Shares
Allocation by class
UNIT SER 1$21.22M10.8%
CORE S&P MCP ETF$16.30M8.3%
COM$11.41M5.8%
US DIVIDEND EQ$8.08M4.1%
US MID-CAP ETF$6.30M3.2%
SHS$6.15M3.1%
RUSSELL 2000 ETF$6.13M3.1%
Portfolio Concentration
Top 3$45.61M23.2%
4–10$39.38M20.0%
11–25$34.23M17.4%
Rest$77.74M39.5%
Top 3 weight
23.2%
Top 10 weight
43.2%
Voting Authority Distribution
Total shares with voting rights: 3.27M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.27M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole803
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings803
Rows:
INVESCO QQQ TR
SOLEShares59.24K
TypeSH
Market value$21.22M
10.78%
Sole
0.00
Shared
0.00
None
59.24K
ISHARES TR
SOLEShares65.38K
TypeSH
Market value$16.30M
8.28%
Sole
0.00
Shared
0.00
None
65.38K
SCHWAB STRATEGIC TR
SOLEShares114.25K
TypeSH
Market value$8.08M
4.10%
Sole
0.00
Shared
0.00
None
114.25K
SCHWAB STRATEGIC TR
SOLEShares93.06K
TypeSH
Market value$6.30M
3.20%
Sole
0.00
Shared
0.00
None
93.06K
ISHARES TR
SOLEShares34.67K
TypeSH
Market value$6.13M
3.11%
Sole
0.00
Shared
0.00
None
34.67K
SCHWAB STRATEGIC TR
SOLEShares82.72K
TypeSH
Market value$6.02M
3.05%
Sole
0.00
Shared
0.00
None
82.72K
FIRST TR VALUE LINE DIVID IN
SOLEShares148.27K
TypeSH
Market value$5.54M
2.81%
Sole
0.00
Shared
0.00
None
148.27K
FIRST TR EXCHANGE-TRADED FD
SOLEShares74.60K
TypeSH
Market value$5.49M
2.79%
Sole
0.00
Shared
0.00
None
74.60K
VANGUARD SPECIALIZED FUNDS
SOLEShares33.21K
TypeSH
Market value$5.16M
2.62%
Sole
0.00
Shared
0.00
None
33.21K
ISHARES TR
SOLEShares17.81K
TypeSH
Market value$4.74M
2.41%
Sole
0.00
Shared
0.00
None
17.81K
SPDR S&P 500 ETF TR
SOLEShares7.26K
TypeSH
Market value$3.10M
1.57%
Sole
0.00
Shared
0.00
None
7.26K
SCHWAB STRATEGIC TR
SOLEShares72.81K
TypeSH
Market value$3.02M
1.53%
Sole
0.00
Shared
0.00
None
72.81K
FIRST TR EXCHNG TRADED FD VI
SOLEShares75.86K
TypeSH
Market value$2.95M
1.50%
Sole
0.00
Shared
0.00
None
75.86K
INNOVATOR ETFS TR
SOLEShares78.39K
TypeSH
Market value$2.88M
1.46%
Sole
0.00
Shared
0.00
None
78.39K
UNITED PARCEL SERVICE INC
SOLEShares16.91K
TypeSH
Market value$2.63M
1.34%
Sole
0.00
Shared
0.00
None
16.91K
INNOVATOR ETFS TR
SOLEShares80.96K
TypeSH
Market value$2.51M
1.28%
Sole
0.00
Shared
0.00
None
80.96K
SCHWAB STRATEGIC TR
SOLEShares47.20K
TypeSH
Market value$2.35M
1.19%
Sole
0.00
Shared
0.00
None
47.20K
ISHARES TR
SOLEShares9.50K
TypeSH
Market value$2.13M
1.08%
Sole
0.00
Shared
0.00
None
9.50K
PROSHARES TR
SOLEShares22.83K
TypeSH
Market value$2.02M
1.03%
Sole
0.00
Shared
0.00
None
22.83K
SCHWAB STRATEGIC TR
SOLEShares58.37K
TypeSH
Market value$1.98M
1.01%
Sole
0.00
Shared
0.00
None
58.37K
WISDOMTREE TR
SOLEShares49.24K
TypeSH
Market value$1.91M
0.97%
Sole
0.00
Shared
0.00
None
49.24K
INNOVATOR ETFS TR
SOLEShares58.77K
TypeSH
Market value$1.80M
0.91%
Sole
0.00
Shared
0.00
None
58.77K
APPLE INC
SOLEShares10.27K
TypeSH
Market value$1.76M
0.89%
Sole
0.00
Shared
0.00
None
10.27K
INNOVATOR ETFS TR
SOLEShares39.44K
TypeSH
Market value$1.60M
0.81%
Sole
0.00
Shared
0.00
None
39.44K
FIRST TR EXCH TRADED FD III
SOLEShares32.51K
TypeSH
Market value$1.59M
0.81%
Sole
0.00
Shared
0.00
None
32.51K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 59.24K | SH | $21.22M 10.78% | 0.00 | 0.00 | 59.24K |
ISHARES TRSOLE | CORE S&P MCP ETF | 65.38K | SH | $16.30M 8.28% | 0.00 | 0.00 | 65.38K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 114.25K | SH | $8.08M 4.10% | 0.00 | 0.00 | 114.25K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 93.06K | SH | $6.30M 3.20% | 0.00 | 0.00 | 93.06K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 34.67K | SH | $6.13M 3.11% | 0.00 | 0.00 | 34.67K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 82.72K | SH | $6.02M 3.05% | 0.00 | 0.00 | 82.72K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 148.27K | SH | $5.54M 2.81% | 0.00 | 0.00 | 148.27K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 74.60K | SH | $5.49M 2.79% | 0.00 | 0.00 | 74.60K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 33.21K | SH | $5.16M 2.62% | 0.00 | 0.00 | 33.21K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 17.81K | SH | $4.74M 2.41% | 0.00 | 0.00 | 17.81K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 7.26K | SH | $3.10M 1.57% | 0.00 | 0.00 | 7.26K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 72.81K | SH | $3.02M 1.53% | 0.00 | 0.00 | 72.81K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE EQT BUFER | 75.86K | SH | $2.95M 1.50% | 0.00 | 0.00 | 75.86K |
INNOVATOR ETFS TRSOLE | US EQTY BUFR JAN | 78.39K | SH | $2.88M 1.46% | 0.00 | 0.00 | 78.39K |
UNITED PARCEL SERVICE INCSOLE | CL B | 16.91K | SH | $2.63M 1.34% | 0.00 | 0.00 | 16.91K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BF | 80.96K | SH | $2.51M 1.28% | 0.00 | 0.00 | 80.96K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 47.20K | SH | $2.35M 1.19% | 0.00 | 0.00 | 47.20K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 9.50K | SH | $2.13M 1.08% | 0.00 | 0.00 | 9.50K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 22.83K | SH | $2.02M 1.03% | 0.00 | 0.00 | 22.83K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 58.37K | SH | $1.98M 1.01% | 0.00 | 0.00 | 58.37K |
WISDOMTREE TRSOLE | ITL HDG QTLY DIV | 49.24K | SH | $1.91M 0.97% | 0.00 | 0.00 | 49.24K |
INNOVATOR ETFS TRSOLE | US EQT PWR BUF | 58.77K | SH | $1.80M 0.91% | 0.00 | 0.00 | 58.77K |
APPLE INCSOLE | COM | 10.27K | SH | $1.76M 0.89% | 0.00 | 0.00 | 10.27K |
INNOVATOR ETFS TRSOLE | GRWT100 PWR BF | 39.44K | SH | $1.60M 0.81% | 0.00 | 0.00 | 39.44K |
FIRST TR EXCH TRADED FD IIISOLE | MANAGD MUN ETF | 32.51K | SH | $1.59M 0.81% | 0.00 | 0.00 | 32.51K |
Page 1 of 33
…