Filed: 2/3/2023ACC: 0001754960-23-000061
📋 What this filing means
DHJJ FINANCIAL ADVISORS, LTD. filed this quarterly 13F‑HR report disclosing 132 equity positions with a total reported market value of $174.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
132
Positions
$174.41M
Total AUM (reported)
2.92M
Total Shares
Allocation by class
UNIT SER 1$16.72M9.6%
CORE S&P MCP ETF$15.80M9.1%
US DIVIDEND EQ$8.60M4.9%
COM$6.94M4.0%
SHS$6.60M3.8%
US EQTY PWR BUF$6.28M3.6%
RUSSELL 2000 ETF$6.05M3.5%
Portfolio Concentration
Top 3$41.12M23.6%
4–10$37.60M21.6%
11–25$33.37M19.1%
Rest$62.32M35.7%
Top 3 weight
23.6%
Top 10 weight
45.1%
Voting Authority Distribution
Total shares with voting rights: 2.92M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.92M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole132
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings132
Rows:
INVESCO QQQ TR
SOLEShares63.03K
TypeSH
Market value$16.72M
9.59%
Sole
0.00
Shared
0.00
None
63.03K
ISHARES TR
SOLEShares65.33K
TypeSH
Market value$15.80M
9.06%
Sole
0.00
Shared
0.00
None
65.33K
SCHWAB STRATEGIC TR
SOLEShares113.65K
TypeSH
Market value$8.60M
4.93%
Sole
0.00
Shared
0.00
None
113.65K
FIRST TR VALUE LINE DIVID IN
SOLEShares154.31K
TypeSH
Market value$6.17M
3.54%
Sole
0.00
Shared
0.00
None
154.31K
ISHARES TR
SOLEShares34.68K
TypeSH
Market value$6.05M
3.47%
Sole
0.00
Shared
0.00
None
34.68K
FIRST TR EXCHANGE-TRADED FD
SOLEShares77.89K
TypeSH
Market value$5.84M
3.35%
Sole
0.00
Shared
0.00
None
77.89K
SCHWAB STRATEGIC TR
SOLEShares87.26K
TypeSH
Market value$5.72M
3.28%
Sole
0.00
Shared
0.00
None
87.26K
VANGUARD SPECIALIZED FUNDS
SOLEShares34.30K
TypeSH
Market value$5.20M
2.98%
Sole
0.00
Shared
0.00
None
34.30K
SCHWAB STRATEGIC TR
SOLEShares87.63K
TypeSH
Market value$4.86M
2.79%
Sole
0.00
Shared
0.00
None
87.63K
ISHARES TR
SOLEShares17.52K
TypeSH
Market value$3.75M
2.15%
Sole
0.00
Shared
0.00
None
17.52K
FIRST TR EXCHNG TRADED FD VI
SOLEShares85.50K
TypeSH
Market value$3.03M
1.74%
Sole
0.00
Shared
0.00
None
85.50K
UNITED PARCEL SERVICE INC
SOLEShares16.91K
TypeSH
Market value$2.94M
1.68%
Sole
0.00
Shared
0.00
None
16.91K
SPDR S&P 500 ETF TR
SOLEShares7.57K
TypeSH
Market value$2.89M
1.66%
Sole
0.00
Shared
0.00
None
7.57K
INNOVATOR ETFS TR
SOLEShares84.51K
TypeSH
Market value$2.79M
1.60%
Sole
0.00
Shared
0.00
None
84.51K
SCHWAB STRATEGIC TR
SOLEShares62.82K
TypeSH
Market value$2.54M
1.45%
Sole
0.00
Shared
0.00
None
62.82K
WISDOMTREE TR
SOLEShares60.83K
TypeSH
Market value$2.17M
1.24%
Sole
0.00
Shared
0.00
None
60.83K
SCHWAB STRATEGIC TR
SOLEShares47.61K
TypeSH
Market value$2.13M
1.22%
Sole
0.00
Shared
0.00
None
47.61K
ISHARES TR
SOLEShares9.67K
TypeSH
Market value$2.07M
1.19%
Sole
0.00
Shared
0.00
None
9.67K
FIRST TR EXCHANGE-TRADED FD
SOLEShares45.07K
TypeSH
Market value$1.99M
1.14%
Sole
0.00
Shared
0.00
None
45.07K
PROSHARES TR
SOLEShares21.89K
TypeSH
Market value$1.97M
1.13%
Sole
0.00
Shared
0.00
None
21.89K
INVESCO EXCHANGE TRADED FD T
SOLEShares10.88K
TypeSH
Market value$1.85M
1.06%
Sole
0.00
Shared
0.00
None
10.88K
CATERPILLAR INC
SOLEShares7.61K
TypeSH
Market value$1.82M
1.05%
Sole
0.00
Shared
0.00
None
7.61K
INNOVATOR ETFS TR
SOLEShares72.30K
TypeSH
Market value$1.82M
1.04%
Sole
0.00
Shared
0.00
None
72.30K
INNOVATOR ETFS TR
SOLEShares61.88K
TypeSH
Market value$1.74M
1.00%
Sole
0.00
Shared
0.00
None
61.88K
SCHWAB STRATEGIC TR
SOLEShares50.23K
TypeSH
Market value$1.61M
0.92%
Sole
0.00
Shared
0.00
None
50.23K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 63.03K | SH | $16.72M 9.59% | 0.00 | 0.00 | 63.03K |
ISHARES TRSOLE | CORE S&P MCP ETF | 65.33K | SH | $15.80M 9.06% | 0.00 | 0.00 | 65.33K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 113.65K | SH | $8.60M 4.93% | 0.00 | 0.00 | 113.65K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 154.31K | SH | $6.17M 3.54% | 0.00 | 0.00 | 154.31K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 34.68K | SH | $6.05M 3.47% | 0.00 | 0.00 | 34.68K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 77.89K | SH | $5.84M 3.35% | 0.00 | 0.00 | 77.89K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 87.26K | SH | $5.72M 3.28% | 0.00 | 0.00 | 87.26K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 34.30K | SH | $5.20M 2.98% | 0.00 | 0.00 | 34.30K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 87.63K | SH | $4.86M 2.79% | 0.00 | 0.00 | 87.63K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 17.52K | SH | $3.75M 2.15% | 0.00 | 0.00 | 17.52K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE EQT BUFER | 85.50K | SH | $3.03M 1.74% | 0.00 | 0.00 | 85.50K |
UNITED PARCEL SERVICE INCSOLE | CL B | 16.91K | SH | $2.94M 1.68% | 0.00 | 0.00 | 16.91K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 7.57K | SH | $2.89M 1.66% | 0.00 | 0.00 | 7.57K |
INNOVATOR ETFS TRSOLE | US EQTY BUFR JAN | 84.51K | SH | $2.79M 1.60% | 0.00 | 0.00 | 84.51K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 62.82K | SH | $2.54M 1.45% | 0.00 | 0.00 | 62.82K |
WISDOMTREE TRSOLE | ITL HDG QTLY DIV | 60.83K | SH | $2.17M 1.24% | 0.00 | 0.00 | 60.83K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 47.61K | SH | $2.13M 1.22% | 0.00 | 0.00 | 47.61K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 9.67K | SH | $2.07M 1.19% | 0.00 | 0.00 | 9.67K |
FIRST TR EXCHANGE-TRADED FDSOLE | SENIOR LN FD | 45.07K | SH | $1.99M 1.14% | 0.00 | 0.00 | 45.07K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 21.89K | SH | $1.97M 1.13% | 0.00 | 0.00 | 21.89K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL STP | 10.88K | SH | $1.85M 1.06% | 0.00 | 0.00 | 10.88K |
CATERPILLAR INCSOLE | COM | 7.61K | SH | $1.82M 1.05% | 0.00 | 0.00 | 7.61K |
INNOVATOR ETFS TRSOLE | US SML CP PWR B | 72.30K | SH | $1.82M 1.04% | 0.00 | 0.00 | 72.30K |
INNOVATOR ETFS TRSOLE | US EQT PWR BUF | 61.88K | SH | $1.74M 1.00% | 0.00 | 0.00 | 61.88K |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 50.23K | SH | $1.61M 0.92% | 0.00 | 0.00 | 50.23K |
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