DEUTSCH RORY enters ARISTA FINANCIAL CORP. with 300K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/4/2018ACC: 0001213900-18-013543
300K
Baseline shares
100% direct
300K
Direct ownership
1 position
450K
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned300K
Total
300K direct300K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 300K | Direct |
| Total | 300K | 300K direct |
Derivative Holdings4
12% Convertible Notes due 2020
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
N/A
Exercise price
3.00
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
25K
Shares owned
N/A
Exercise price
0.01
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
225K
Shares owned
N/A
Exercise price
4.00
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
N/A
Exercise price
2.00
Expiration
—
Exercise window
—
Total
Underlying
450K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| 12% Convertible Notes due 2020 Direct | Common Stock | 3.00 | — | — | 50K | N/A |
| Warrants Direct | Common Stock | 0.01 | — | — | 25K | N/A |
| Warrants Direct | Common Stock | 4.00 | — | — | 225K | N/A |
| Warrants Direct | Common Stock | 2.00 | — | — | 150K | N/A |
| Total | 450K | 0.00 | ||||