DESENA JOHN C. (Chief Operating Officer) reported 1 transaction at NATIONAL HOLDINGS CORP
Review the transaction codes below to understand the nature of each event.
Filed: 2/25/2021ACC: 0001437749-21-004138
Officer· Chief Operating Officer
Since Jul 2018
-408.09K
Net shares
Net seller
$245.8K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
408.09K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−75.63K
Price / share
$3.25
Trade value
$245.78K
% of position
New position
2/25/2021
75.63K→0.00
Total
Net shares
−75.63K
Net value
-$245.78K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/25/2021 | U · U | −75.63K | $3.25 | $245.78K | New position | 75.63K | 0.00 |
| Total | −75.63K | -$245.78K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
332.46K shares
Shares
−332.46K
Strike price
Held after
0.00
Exercisable
—
2/25/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock332.46K shares | 2/25/2021 | D · Disposition | −332.46K | — | 0.00 |