DESENA JOHN C. (Chief Operating Officer) exercised options at NATIONAL HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/2/2020ACC: 0001437749-20-022254
Officer· Chief Operating Officer
Since Jul 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
22.33K acquired · 22.33K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+22.33K
Price / share
—
Trade value
—
% of position
37.2%
11/1/2020
60.08K→82.40K
Total
Net shares
+22.33K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/1/2020 | M · Option Exercise | +22.33K | — | — | 37.2% | 60.08K | 82.40K |
| Total | +22.33K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
22.33K shares
Shares
−22.33K
Strike price
Held after
332.46K
Exercisable
—
11/1/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock22.33K shares | 11/1/2020 | M · Option Exercise | −22.33K | — | 332.46K |