DESENA JOHN C. (Chief Operating Officer) exercised options at NATIONAL HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/21/2020ACC: 0001437749-20-015489
Officer· Chief Operating Officer
Since Jul 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
9.38K acquired · 9.38K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+9.38K
Price / share
—
Trade value
—
% of position
17.4%
7/19/2020
53.89K→63.26K
Total
Net shares
+9.38K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/19/2020 | M · Option Exercise | +9.38K | — | — | 17.4% | 53.89K | 63.26K |
| Total | +9.38K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
9.38K shares
Shares
−9.38K
Strike price
Held after
354.79K
Exercisable
—
7/19/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock9.38K shares | 7/19/2020 | M · Option Exercise | −9.38K | — | 354.79K |