DESENA JOHN C. (Chief Operating Officer) exercised options at NATIONAL HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/14/2020ACC: 0001437749-20-007673
Officer· Chief Operating Officer
Since Jul 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
17.14K acquired · 17.14K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+17.14K
Price / share
—
Trade value
—
% of position
40.3%
4/10/2020
42.57K→59.71K
Total
Net shares
+17.14K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/10/2020 | M · Option Exercise | +17.14K | — | — | 40.3% | 42.57K | 59.71K |
| Total | +17.14K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
17.14K shares
Shares
−17.14K
Strike price
Held after
364.17K
Exercisable
—
4/10/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock17.14K shares | 4/10/2020 | M · Option Exercise | −17.14K | — | 364.17K |