DES PALLIERES BERTRAND sold 84.2% of their position (1.84M shares) of EQUUS TOTAL RETURN, INC. on the open market
Open‑market sale worth $4.43M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 10/1/2021ACC: 0001322410-21-000119
10% Owner
Since Sep 2021
-1.84M
Net shares
Net seller
$4.43M
Total sold
1
Open market trades
0B · 1S
1
Total transactions
1.84M disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
−1.84M
Price / share
$2.40
Trade value
$4.43M
% of position
84.2%
9/29/2021
2.19M→345.43K
Total
Net shares
−1.84M
Net value
-$4.43M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/29/2021 | S · Sale | −1.84M | $2.40 | $4.43M | 84.2% | 2.19M | 345.43K |
| Total | −1.84M | -$4.43M | ||||||
Derivative Transactions0
No derivative transactions reported