DERBEND ASSET MANAGEMENT

Filed: 1/23/2024ACC: 0001874068-24-000001

📋 What this filing means

DERBEND ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 103 equity positions with a total reported market value of $172.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

103

Positions

$172.57M

Total AUM (reported)

2.14M

Total Shares

Allocation by class

COM$39.22M22.7%

S&P 500 GRWT ETF$18.99M11.0%

EQUITY PREMIUM$11.57M6.7%

S&P 500 VAL ETF$10.30M6.0%

NASDAQ EQT PREM$9.13M5.3%

EAFE VALUE ETF$8.46M4.9%

MSCI USA QLT FCT$8.45M4.9%

Portfolio Concentration

Top 3$40.86M23.7%

4–10$52.29M30.3%

11–25$36.09M20.9%

Rest$43.33M25.1%

Top 3 weight

23.7%

Top 10 weight

54.0%

Voting Authority Distribution

Total shares with voting rights: 2.14M

Sole

Full voting authority

2.14M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole103

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings103

Rows:

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares252.83K

TypeSH

Market value$18.99M

11.00%

Sole

252.83K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares210.51K

TypeSH

Market value$11.57M

6.71%

Sole

210.51K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares59.22K

TypeSH

Market value$10.30M

5.97%

Sole

59.22K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

NASDAQ EQT PREM

Shares182.85K

TypeSH

Market value$9.13M

5.29%

Sole

182.85K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares45.13K

TypeSH

Market value$8.69M

5.04%

Sole

45.13K

Shared

0.00

None

0.00

ISHARES TR

SOLE

EAFE VALUE ETF

Shares162.40K

TypeSH

Market value$8.46M

4.90%

Sole

162.40K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares57.40K

TypeSH

Market value$8.45M

4.89%

Sole

57.40K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares47.79K

TypeSH

Market value$7.54M

4.37%

Sole

47.79K

Shared

0.00

None

0.00

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares54.10K

TypeSH

Market value$5.24M

3.04%

Sole

54.10K

Shared

0.00

None

0.00

TESLA INC

SOLE

COM

Shares19.24K

TypeSH

Market value$4.78M

2.77%

Sole

19.24K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares12.37K

TypeSH

Market value$4.65M

2.70%

Sole

12.37K

Shared

0.00

None

0.00

ISHARES TR

SOLE

GLOBAL ENERG ETF

Shares90.96K

TypeSH

Market value$3.56M

2.06%

Sole

90.96K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 100 ETF

Shares15.62K

TypeSH

Market value$3.49M

2.02%

Sole

15.62K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares6.23K

TypeSH

Market value$3.08M

1.79%

Sole

6.23K

Shared

0.00

None

0.00

ISHARES TR

SOLE

U.S. TECH ETF

Shares24.09K

TypeSH

Market value$2.96M

1.71%

Sole

24.09K

Shared

0.00

None

0.00

INTUITIVE SURGICAL INC

SOLE

COM NEW

Shares6.80K

TypeSH

Market value$2.30M

1.33%

Sole

6.80K

Shared

0.00

None

0.00

VISA INC

SOLE

COM CL A

Shares8.16K

TypeSH

Market value$2.12M

1.23%

Sole

8.16K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares12.92K

TypeSH

Market value$1.96M

1.14%

Sole

12.92K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares6.28K

TypeSH

Market value$1.95M

1.13%

Sole

6.28K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares4.14K

TypeSH

Market value$1.81M

1.05%

Sole

4.14K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO LN TSR

Shares61.51K

TypeSH

Market value$1.79M

1.03%

Sole

61.51K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

S&P500 LOW VOL

Shares27.81K

TypeSH

Market value$1.74M

1.01%

Sole

27.81K

Shared

0.00

None

0.00

ISHARES TR

SOLE

TRS FLT RT BD

Shares33.04K

TypeSH

Market value$1.67M

0.97%

Sole

33.04K

Shared

0.00

None

0.00

ISHARES TR

SOLE

U.S. UTILITS ETF

Shares20.61K

TypeSH

Market value$1.65M

0.95%

Sole

20.61K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORT MTG BK ETF

Shares61.85K

TypeSH

Market value$1.37M

0.79%

Sole

61.85K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES TRSOLE	S&P 500 GRWT ETF	252.83K	SH	$18.99M 11.00%	252.83K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	210.51K	SH	$11.57M 6.71%	210.51K
ISHARES TRSOLE	S&P 500 VAL ETF	59.22K	SH	$10.30M 5.97%	59.22K
J P MORGAN EXCHANGE TRADED FSOLE	NASDAQ EQT PREM	182.85K	SH	$9.13M 5.29%	182.85K
APPLE INCSOLE	COM	45.13K	SH	$8.69M 5.04%	45.13K
ISHARES TRSOLE	EAFE VALUE ETF	162.40K	SH	$8.46M 4.90%	162.40K
ISHARES TRSOLE	MSCI USA QLT FCT	57.40K	SH	$8.45M 4.89%	57.40K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	47.79K	SH	$7.54M 4.37%	47.79K
ISHARES TRSOLE	EAFE GRWTH ETF	54.10K	SH	$5.24M 3.04%	54.10K
TESLA INCSOLE	COM	19.24K	SH	$4.78M 2.77%	19.24K
MICROSOFT CORPSOLE	COM	12.37K	SH	$4.65M 2.70%	12.37K
ISHARES TRSOLE	GLOBAL ENERG ETF	90.96K	SH	$3.56M 2.06%	90.96K
ISHARES TRSOLE	S&P 100 ETF	15.62K	SH	$3.49M 2.02%	15.62K
NVIDIA CORPORATIONSOLE	COM	6.23K	SH	$3.08M 1.79%	6.23K
ISHARES TRSOLE	U.S. TECH ETF	24.09K	SH	$2.96M 1.71%	24.09K
INTUITIVE SURGICAL INCSOLE	COM NEW	6.80K	SH	$2.30M 1.33%	6.80K
VISA INCSOLE	COM CL A	8.16K	SH	$2.12M 1.23%	8.16K
AMAZON COM INCSOLE	COM	12.92K	SH	$1.96M 1.14%	12.92K
VANGUARD INDEX FDSSOLE	GROWTH ETF	6.28K	SH	$1.95M 1.13%	6.28K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	4.14K	SH	$1.81M 1.05%	4.14K
SPDR SER TRSOLE	PORTFOLIO LN TSR	61.51K	SH	$1.79M 1.03%	61.51K
INVESCO EXCH TRADED FD TR IISOLE	S&P500 LOW VOL	27.81K	SH	$1.74M 1.01%	27.81K
ISHARES TRSOLE	TRS FLT RT BD	33.04K	SH	$1.67M 0.97%	33.04K
ISHARES TRSOLE	U.S. UTILITS ETF	20.61K	SH	$1.65M 0.95%	20.61K
SPDR SER TRSOLE	PORT MTG BK ETF	61.85K	SH	$1.37M 0.79%	61.85K

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