DERBEND ASSET MANAGEMENT

Filed: 10/19/2023ACC: 0001874068-23-000004

📋 What this filing means

DERBEND ASSET MANAGEMENT filed this quarterly 13F‑HR report disclosing 96 equity positions with a total reported market value of $146.76M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$146.76M

Total AUM (reported)

2.14M

Total Shares

Allocation by class

COM$34.42M23.5%

EQUITY PREMIUM$15.92M10.8%

S&P500 EQL WGT$10.69M7.3%

S&P 500 GRWT ETF$10.09M6.9%

NASDAQ EQT PREM$9.93M6.8%

EAFE VALUE ETF$5.88M4.0%

S&P 500 VAL ETF$4.62M3.1%

Portfolio Concentration

Top 3$36.69M25.0%

4–10$40.85M27.8%

11–25$32.66M22.3%

Rest$36.55M24.9%

Top 3 weight

25.0%

Top 10 weight

52.8%

Voting Authority Distribution

Total shares with voting rights: 2.14M

Sole

Full voting authority

2.14M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole96

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings96

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares297.20K

TypeSH

Market value$15.92M

10.85%

Sole

297.20K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares75.42K

TypeSH

Market value$10.69M

7.28%

Sole

75.42K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares147.47K

TypeSH

Market value$10.09M

6.87%

Sole

147.47K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

NASDAQ EQT PREM

Shares211.57K

TypeSH

Market value$9.93M

6.77%

Sole

211.57K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares43.41K

TypeSH

Market value$7.43M

5.06%

Sole

43.41K

Shared

0.00

None

0.00

ISHARES TR

SOLE

EAFE VALUE ETF

Shares120.12K

TypeSH

Market value$5.88M

4.00%

Sole

120.12K

Shared

0.00

None

0.00

TESLA INC

SOLE

COM

Shares18.86K

TypeSH

Market value$4.72M

3.22%

Sole

18.86K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares30.05K

TypeSH

Market value$4.62M

3.15%

Sole

30.05K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares31.47K

TypeSH

Market value$4.15M

2.83%

Sole

31.47K

Shared

0.00

None

0.00

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares47.75K

TypeSH

Market value$4.12M

2.81%

Sole

47.75K

Shared

0.00

None

0.00

ETF SER SOLUTIONS

SOLE

APTUS COLLRD INV

Shares128.88K

TypeSH

Market value$3.92M

2.67%

Sole

128.88K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares11.75K

TypeSH

Market value$3.71M

2.53%

Sole

11.75K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI TOTAL

Shares45.07K

TypeSH

Market value$2.70M

1.84%

Sole

45.07K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares6.14K

TypeSH

Market value$2.67M

1.82%

Sole

6.14K

Shared

0.00

None

0.00

ISHARES TR

SOLE

BLACKROCK ULTRA

Shares52.87K

TypeSH

Market value$2.66M

1.81%

Sole

52.87K

Shared

0.00

None

0.00

ISHARES TR

SOLE

GLOBAL ENERG ETF

Shares54.78K

TypeSH

Market value$2.26M

1.54%

Sole

54.78K

Shared

0.00

None

0.00

INTUITIVE SURGICAL INC

SOLE

COM NEW

Shares6.81K

TypeSH

Market value$1.99M

1.36%

Sole

6.81K

Shared

0.00

None

0.00

VISA INC

SOLE

COM CL A

Shares8.13K

TypeSH

Market value$1.87M

1.27%

Sole

8.13K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares6.28K

TypeSH

Market value$1.71M

1.17%

Sole

6.28K

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

INTL SMALL CAP V

Shares70.09K

TypeSH

Market value$1.67M

1.14%

Sole

70.09K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares4.14K

TypeSH

Market value$1.63M

1.11%

Sole

4.14K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares12.49K

TypeSH

Market value$1.59M

1.08%

Sole

12.49K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

UTILITIES ETF

Shares12.07K

TypeSH

Market value$1.54M

1.05%

Sole

12.07K

Shared

0.00

None

0.00

ETF SER SOLUTIONS

SOLE

OPUS SML CP VL

Shares49.17K

TypeSH

Market value$1.49M

1.02%

Sole

49.17K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

S&P500 LOW VOL

Shares21.30K

TypeSH

Market value$1.25M

0.85%

Sole

21.30K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	297.20K	SH	$15.92M 10.85%	297.20K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	75.42K	SH	$10.69M 7.28%	75.42K
ISHARES TRSOLE	S&P 500 GRWT ETF	147.47K	SH	$10.09M 6.87%	147.47K
J P MORGAN EXCHANGE TRADED FSOLE	NASDAQ EQT PREM	211.57K	SH	$9.93M 6.77%	211.57K
APPLE INCSOLE	COM	43.41K	SH	$7.43M 5.06%	43.41K
ISHARES TRSOLE	EAFE VALUE ETF	120.12K	SH	$5.88M 4.00%	120.12K
TESLA INCSOLE	COM	18.86K	SH	$4.72M 3.22%	18.86K
ISHARES TRSOLE	S&P 500 VAL ETF	30.05K	SH	$4.62M 3.15%	30.05K
ISHARES TRSOLE	MSCI USA QLT FCT	31.47K	SH	$4.15M 2.83%	31.47K
ISHARES TRSOLE	EAFE GRWTH ETF	47.75K	SH	$4.12M 2.81%	47.75K
ETF SER SOLUTIONSSOLE	APTUS COLLRD INV	128.88K	SH	$3.92M 2.67%	128.88K
MICROSOFT CORPSOLE	COM	11.75K	SH	$3.71M 2.53%	11.75K
ISHARES TRSOLE	CORE MSCI TOTAL	45.07K	SH	$2.70M 1.84%	45.07K
NVIDIA CORPORATIONSOLE	COM	6.14K	SH	$2.67M 1.82%	6.14K
ISHARES TRSOLE	BLACKROCK ULTRA	52.87K	SH	$2.66M 1.81%	52.87K
ISHARES TRSOLE	GLOBAL ENERG ETF	54.78K	SH	$2.26M 1.54%	54.78K
INTUITIVE SURGICAL INCSOLE	COM NEW	6.81K	SH	$1.99M 1.36%	6.81K
VISA INCSOLE	COM CL A	8.13K	SH	$1.87M 1.27%	8.13K
VANGUARD INDEX FDSSOLE	GROWTH ETF	6.28K	SH	$1.71M 1.17%	6.28K
DIMENSIONAL ETF TRUSTSOLE	INTL SMALL CAP V	70.09K	SH	$1.67M 1.14%	70.09K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	4.14K	SH	$1.63M 1.11%	4.14K
AMAZON COM INCSOLE	COM	12.49K	SH	$1.59M 1.08%	12.49K
VANGUARD WORLD FDSSOLE	UTILITIES ETF	12.07K	SH	$1.54M 1.05%	12.07K
ETF SER SOLUTIONSSOLE	OPUS SML CP VL	49.17K	SH	$1.49M 1.02%	49.17K
INVESCO EXCH TRADED FD TR IISOLE	S&P500 LOW VOL	21.30K	SH	$1.25M 0.85%	21.30K

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